SELECT COMMITTEE ON INTELLIGENCE UNITED STATESSENATE TD si I \r e ,A$ a 'S D t: feB VR +) QUESTIONNAIRE FOR COWLETION BY PRESIDENTIAL NOMINEES SELECTCOMMITTEE ON INTELLIGENCE UNITED STATESSENATE QUESTIONNAIREFOR COMPLETION BY PRESIDENTIALNOMINEES PART A - BIOGRAPHICAL INFORMATION 1. FULL NAME: Kate ElizabethHeinzelman OTHER NAMES USED: Kate Cooper 2. DATE AND PLACE OF BIRTH: October 28, 1981; New York City. CITIZENSHIP: United States 3. MARITAL STATUS: Married 4. SPOUSE’SNAME: JonathanG. Cooper 5. SPOUSE’SMAIDEN NAME IF APPLICABLE: N/A 6 NAMES AND AGES OF CHILDREN: INFORMATION REDACTED 7. EDUCATION SINCE HIGH SCHOOL: 8 INSTITUTION DATES AmENDED DEGREE RECEIVED DATE OF DEGREE Yale University Yale Law School 2000-2004 2006-2009 B.A J.D. 2004 2009 EMPLOYMENT RECORD (LIST ALL POSITIONSHELD SINCE COLLEGE, INCLUDING MILITARY SERVICE. INDICATE NAME OF EMPLOYER, POSITION, TITLE OR DESCRIPTION, LOCATION, AND DATES OF EMPLOYMENT). EMPLOYER PosiTioNrriTLE LOCATION DATES U.S. Department of Justice; Chief Counselor, Office of the Attorney General; Washington, DC; Jan. 202 1 – Present PT Fund, Inc. (Presidential Transition); Vetting Director, Office of General Counsel; Washington, DC: Aug. 2020– Jan.2021 Sidley Austin LLP; Counsel then Partner;Washington, DC; Sept.2017 – July 2020 U.S. Department of Health & Human Services; Deputy General Counsel; Washington, DC; Dec. 2015 - Jan. 2017 White House Counsel’s Office; Associate Counsel then Special Assistant to the President and Associate Counsel to the President; Washington, DC; May 2013 – Dec. 2015 U.S. Department of Justice; Counsel to the Assistant Attorney General for National Security; Washington, DC; Jan.2012– May2013 U.S. SupremeCourt; Law Clerk to Chief Justice John G. Roberts, Jr.; Washington, DC; July 2010 – Ju]y 2011 U.S. Court of Appeals for the D.C. Circuit; Law Clerk to Judge Merrick B. Garland; Washington, DC; Aug. 2009 – July 2010 Wachtell, Lipton, Rosen & Katz; Summer Associate; New York, NY; Jwle – July 2008 Yale Law School; ResearchAssistant to ProfessorsKate Stith and Peter Schuck (part-time); New Haven, CT; 2007 – 2(X)8(approx.) Supreme Court Senior Advocate, Ashok Desai; Legal Intern; Delhi, India; Aug. 2007 U.S. Attorney’s Office for the SouthernDistrict of New York; Legal Intern;New York, NY; May – July 2007 (appro„) Office of the Director of National Intelligence; Special Assistant to the Chief of Stan Washington, DC; June 2005– June2006 Commission on the Intelligence Capabilities of the United States Regarding Weaponsof Mass Destruction; Special Assistant to the General Counsel; Arlington, VA; Aug. 20(A – June 2005 9. GOVERNMENT EXPERIENCE(INDICATE EXPERiENCE IN OR ASSOCIATION WITH FEDERAL, STATE, OR LOCAL GOVERNMENTS, rNCLUDiNG ADVISORY, CONSULTATIVE, HONORARY, OR OTHER PART-TIME SERVICE OR POSITION. DO NOT REPEAT INFORMATION ALREADY PROVIDED IN QUESTION 8). Pleaseseeresponseto question8. 10. INDICATE ANY SPECLALIZEDINTELLIGENCE OR NATIONAL SECURITY EXPERTISE YOU HAVE ACQUIRED HAVING SERVED IN THE POSITIONSDESCRIBED IN QUESTIONS8 AND/OR 9. Throughout my government service, I have had the opportunity to work on national security matters. I have servedin both legal and non-legal national security roles and worked with members of the U.S. Intelligence Community on a broad variety of national security legal and policy issues. My introduction to the Intelligence Community was during the summer of 2003, when I servedas an intern at the Central Intelligence Agency as an analyst. From 20(M to 2005, 1worked at the President’s Commission on the Intelligence Capabilities of the United StatesRegarding Weaponsof Mass [hstruction. In that role, I assistedin the Commission’s investigation and drafting the Commission’s final report about the Intelligence Community’s capabilities and efforts to respond to the development and transfer of knowledge, expertise, technologies, materials, and resources associated with the proliferation of weapons of mass destruction, related m%ns of delivery, and other related threats of the 21st century and their employment by foreign powers, Following the Commission, I joined the Office of the Director of National Intelligence (ODNI) to help establish the office during its first year in operation under Ambassador John D. Negroponte, the first DNI. After serving twice as a federal court law clerk, 1joined the Department of Justice to serve as Counsel to the Assistant Attorney General for National Security. in that role I provided legal advice to the Department and interagencypartners on national security matters affecting the law enforcement and intelligence communities. At the White House Counsel’s Office, where I served from 20 13to 20 15, my portfolio involved working closely with the National Security Council staff on legal policy issues,including matters of national security andintelligencepolicy. Finally, in my position in the Office of the Attorney General, I have servedas an adviser on a number of national security matters–work that often involves other interagency partners. 11. HONORSAND AWARDS (PROVIDEINFORMATIONON SCHOLARSHIPS, FELLOWSHIPS, HONORARY DEGREES,MILITARY DECORATIONS. CIVILIAN SERVICE CITATIONS. OR ANY OTHER SPECIAL RECOGNITION FOR OUTSTANDING PERFORMANCE OR ACHIEVEMENT). Since high school, I have received the following honors, awards, scholarships,and fellowships: Yale College: Summa cum laude. 2004 Phi Beta Kappa, 2003 WrexhamPrize,2004 Wright Memorial Prize, 2(X)4 Riggs Prize,2001 Leaner Summer Award in International Political Economy, 2003 Ethics, Politics and Economics fellowship for senior paper research,2003 Yale Law School: Thomas Swan Barristers’ Union Semi£inalist.2009 Post-clerkship: TempleBar Scholarship,2011 Departmentof Justice: Assistant Attorney General Award for Outstanding New Initiative, 20] 3 Department of Health and Human Services: Office of the National Coordinator for Health Information Technology Honorary Award, 20 16 Sidley Austin: Vincent F. PradaPro Bono Award, 2017 and 2018 12. ORGANIZATIONAL AFFILLATIONS (LIST MEMBERSHIPS IN AND OFFICESHELD WITHIN THE LAST TEN YEARS IN ANY PROFESSIONAL.CIVIC. FRATERNAL. BUSINESS.SCHOLARLY. CULTURAL, CHARITABLE, OR OTHER SIMILAR ORGANIZATIONS). ORGANIZATION OFFICEHELD DATES Adas IsraelCongregation Member Member Member Member Member Member 20 10 – present 20 17 – 20201 American Bar Association (ABA) District of ColumbiaBar Friends of the National Zoo Liaison NeighborsCommittee2 NationalAqllarium 20 16 – praent c. 2017 – present 20 16 – present c. 2020 – 2021 1As part of my ABA membership, I also temporarily servedon an ABA Antitrust Section task force on artificial intelligence and machine learning. 2 This is a committee createdby a neighborhood cooperation agreementbetweenthe Phillips Collection museum, Advisory Neighborhood Commission 2B, and the neighbors of the Phillips Collection. New York Bar Phillips Collection 13. Member Member 2009 – present 2010 – present PUBLISHED WRiTrNGS AND SPEECHES(LIST THE TITLES, PUBLISHERS,BLOGS AND PUBLICATION DATES OF ANY BOOKS, ARTICLES, REPORTS,OR OTHER PUBLISHED MATERLALS YOU HAVE AUTHORED. ALSO LIST ANY PUBLIC SPEECHESOR REMARKS YOU HAVE MADE WITHIN THE LAST TEN YEARS FOR WHICH THERE IS A TEXT, TRANSCRIPT, OR VIDEO). IF ASKED, WILL YOU PROVIDE A COPY OF EACH REQUESTED PUBLICATION, TEXT, TRANSCRIPT, OR VIDEO? I have sought to identify each of the published writings I have personally authored and public remarks I have given within the last ten yan. I have not identified all writings for school newspapers that I authored prior to 2005. 1 would be happy to provide to the Committee copies of any of the publications or speechesthat I can locate. For remarks, there are several instances in which I don’t have a text, transcript, or video. Sidley Austin “Data Matters” Blog SAMHSA Releases Final 42 CFR Part 2 Revised Rule (July 27, 2020) (with Megan Svedman), available at https://datamatters.sidley.com/samhsa-releases-final-42.c#-part-2-revised-rule#page=1 . The Return of the Mac: CCPA 2.0 QualifIes for California's November 2020 Ballot and Could Usher in SweepingChangesfor CCPA (June 26, 2020) (with Colleen TheresaBrown, Alan Charles Raul, Sheri Porath Rockwell, Christopher D. Joyce), available at https://datamatters.sidley.com/the-return-of-the-mac-ccpa-2.0qualifies-for-californias-november-2020-ballot.and40uld.usher-in-sweeping-changes-toccpa. CCPA EnforcementDate Rapidly Approaching: California Attorrwy General ProposesRegulations for Final RevIewWith July /, 2020 LessThan One Month ,4way (June 4, 2020) (with Colleen Theresa Brown, Christopher Fonzone,Alan Charles Raul, Sheri Porath Rockwell, Michael R Roberts), available at https://datamatters.sidley.com/ccpa-enforcement-date-rapidly-approaching-california-attorney-generalproposes-regulations-for-final-review-with-july- 1-2020-less-than-onemonth-away#page=1. COYID- 19 - Privvcy and Cybersecur ity : Hn Action Plan for Business (May 11, 2020) (with Colleen Theresa Brown, Christopher Fonmne, William RM Long, Alan Charles Raul), available at https://datamatters.sidley .com/covid19-privacy-and-cybersecunty-an-action-plan-for-business#page= 1. In Midst of COVl[b19 Pandemic, SenatorsPropose Privacy Bill Aimed At Businesses’ Use of Consumer Data (May 7, 2020) (with Colleen TheresaBrown, Christopher Fonzone, Michael R. Roberts),available at https://datamatters.sidley.com/in-midst-of-covid-19-pandemic-senators-propose-privacy-bill-aimed-at- businesses-useof-consumer-data#page= 1. HHS Amvunces EXerciseof Enforcement Discretionfor Entities Engaged in COVl1>19 Relief Eforts (May S, 2020) (with Megan Svedman), available at https://datamatters.sidley.com/hhs-announces-exercise-of- enforcement-discretion-for-entities-engaged-in-oovid19-relief-efforts#page= 1. Returning to Work: Employer COVID-19 Testing (May 4, 2020) (with Jaclyn G. Fonteyne, Abigail Hudson, Coleen Klasmeier, Wendy M. Lazerson), available at https://www.sidley .com/en/insights/newsupdates/2020/05/retuming-to-work-employer-covid-19-testing. CCPA Marches On: California Attorney General Proposes Further Revisionsto CCPA Regulations, Industry Pleads for Enforcement Delay Amid COVl[F 19 Crisis (April 10, 2020) (with Collear Theresa Brown, Christopher Fonzone,Alan Charles Raul. Michael R Roberts, Shed Porath Rockwell), available at https://dalamatters.sidley.com/ccpa-marches-on-california-attonrey.general.proposes-further-revisions-to ccpa-regulations-industry-pleads-for.enforcement-delay-amid40vid19-crisis#page= 1. HHS IssuesLimited Waiver of Certain HIPAA Privacy Rule Obligations and Exercises Enforcement Discretion with Respectto Telehealth Services in Light of COYID Public Health Emergency (March 18, 2020). available at https://datamatters.sidley.com/hhs.issues-limited-waiverof-certain-hipaa-privacy-rule-obligations- and-exercises-enforcement-discretion.with-respect-tbtelehealth.services-in-light-of40vid-public.health. emergency#page= 1. HHS Secretary Azar AnnowtcesCertain Protections From Liability For Covered Medical Countermeaswes to Combat COVIEF19 (March 16, 2020) (with Erika Maley and RebeccaWood), available at https://www.sidley.com/en/insights/newsupdates/2020/03/hhs-secretary-azar-announces-certain-protections- from-liability-for-covered. Coronavirus Risks - U,S. and European Employmentand Privacy Law Issues(March 5, 2020) (with Colleen TheresaBrown, SusanFanning, Christopher Fonzone, Wendy M. Lazerson,John G. Levi, William RM Long, Alan Charles Raul, Katherine A. Roberts), available at https://datamatters.sidley,com/coronavirus.risks-u-s- andeuropean-employment-and-privacy-law-issues#page= 1. Cororravirus Risks - U.S. and Ewopean Employmentand Privacy Law Issues(March 4, 2020) (with Susan Fanning, Wendy Lazerson, John G. Levi, Katherine A. Roberts, Colleen Theresa Brown, William RM Long), available at https://www.sidley .com/en/insights/newsupdate92020/03/coronavirus.risks-us-and-europeanemployment-and-privacy-law-issues. A February 2020 Swprise: California Attorney General ProposesSignifIcant Revisionsto CCPA Regulations (February 12, 2020) (with Colleen TheresaBrown, Christopher Fonzone,Alan Charles Raul, Michael R. Roberts, Sheri Pomth Rockwell), available at https://datamatters.sidley.oom/a-february.2020-surprise- califomia-attorney-general-proposes-significant-revisions-to-ccpa-regulations#page= 1. Attorney General IssuesDraft California Consumer Privacy Act Regulations,Prompting New Compliance NeedsBefore EjectIve Date (October 29, 2019) (with Colleen TheresaBrown, Christopher Fonzone, Clayton G. Northouse, Alan Charles Raul, Sheri Porath Rockwell), available at https://www.sidley_com/en/insights/newsupdates/20 19/10/attorney-genera].issues-draft-california-consumer- privacy-act-regulations-prompting-new-compliance. Part 2 Proposed Rule Seeks to Reduce Barriers to Coordination of Care for Substance Use Disorders (Ck:tober 2, 2019) (with Britney Gan), available at https://datamatters.sidley.com/part-2-proposed-rule-seeks-toreduce- barriers-to-coordination-of-care-for-substance-use-disorders#page= 1. OCR ReducesHIPAA Penalties and ClarifIes Liability for Transferring ePHI to Third-Party Health Apps (April 30, 2019) (with Meenakshi Datta, Rina Mady, Britney Alexandra Gan), available at https://datamatters.sidley.com/ocr-reduces.hipaa-penalties-and-clarifies-liability-for-hansfening-ephi-to-third- party-health-apps#page=1 . Health SectorCouncil ReleasedCybersecwity Recommendationsfor Medical Devices and Health IT (February 14, 2019) (with Nancy Stade), available at https://datamatters.sidley.com/health-sector-council- released-cybersecurity-recommendations-for-medical-devices-and-health-it#page= 1. HHS ReleasesCybersecwity Guidance for Healthcare Organizations (January 8, 2019) (with Meenakshi Datta and Rina Mad)r), available at https://datamatters.sidley.com/hhs-releases-cybersecuriMguidancefor- healthcare-organizations#page=1 . HHS Requests Feedback on HIPAA Changes Designed to Improve Care Coorz//#arian (December 14, 2018) (with Meenakshi Datta and Corbin Santo), available at https://datamatters.sidley.com/bhs-requests-feedback- on-hipaa-changes-designed-tbimprovecarecoordination#page= 1. Proposed Changesto Federal Health Privacy Regulations Now at OMB for Review (November 19, 2018) (with !MeenakshiDatta and Britney Gan), available at https://datamatters.sidley.com/proposed-changes-to federal-health-privacy-regulations-now-at-omt>for-review#page= 1. Clean-Up Bill Advances to Amend the New California Consumer Privacy Act (September 5, 2018) (with Alan Charles Raul, Colleen Theresa Brown, Christopher Fonzone, Sheri Porath Rockwell), available at https://datamatters.sidley.com/clean-up.-bill-advances-toamend-the-new-california-consumer-privacy-act. HHS Secretary Azar Signals Future Changesto Federat Health Privacy Regulations (August 6, 2018) (with Meenakshi Datta and Corbin Santo), available at https://www.sidley.com/en/insights/newsupdates/2018/08/hhbsecretary-azar-signals-future4hanges-to federal-health-privacy-regulations. Movementon Section 702 ofthe Foreign Intelligence Surveillance Act (FIS/V (January22, 2018) (with Christopher Fonzone, CameronF. KerTy, Alan Charles Raul), available at https://datamatters.sidley.com/movement.section-702-foreign-intelligence-surveillance-act-fisa#page 1. Sidley Updates U.S. Department of Transportation IssuesThird Round of Guidance on Automated Vehicles (November 5, 2018) (with Colleen Theresa Brown, Christopher Fonzone, Michael Mallow, Edward R IMcNicholas, Matthew J. Warren, Elizatnth Macgill, Rachel Straus), available at https://www.sidley.com/en/insights/newsupdates/2018/1 1 /us-department-oFtransportation-issues-third-roundof-guidance-on-automated-vehicles. Federal Judge IwvatidatesU.S. Health and Human Services’ Approval of Changesto Kentucky Medicaid Program (July 5, 2018) (with Meenakshi Datta and Meredith Toole Reiter), available at https://www.sidley.com/en/insights/newsupdates/2018/07/federal-judge-invalidates-us-health-and-humanservices-approval-of-changes. (Sidley Austin would occasionally send client updates. Tbese are the ones that I have been able to identify, but there may have been others that I co-authored.) Other Publications COVID-19: Employment Law Update and Guidance for Employers, BenefitsPRO (April 16, 2020) (with Marketa Lindt and Kate Roberts),available at https://web.archive.org/web/20210302234629/https://www.benefitspro.com/2020/m 16/covid- 19employment-law-update.and.guidance-for-employers/. American Bar Association Section of Antitrust, Artificial Intelligence & Machine l£arning: Emerging Legal and Self-Regulatory Considerations, Part I (September30, 20 19) (authored with contributions from task force members,of which I was one), available at https://www.americanbar.org/content/dam/aba/administrative/ antitrust_law/comments/october-2019/clean-antitrust-ai-report-pt1-093019.pdf. Carpenterand Everything After: The SupremeCourt Nudgesthe Fourth Amendmentinto the Information Age. American Bar Association In#astructure and Regulated Industries Journal (Summer 2019) (with Christopher Fonzoneand Michael R. Roberts),available at https://heinonline.orgfHOL/LandingPage?handle=hein.journals/infrastr58&div=22&id=&page=. Carpenterv. United States;a Revolution in Fourth AmendmentJwispnrdence? , Pratt’s Privacy & Cytnrsecurity Law Report (November/December2018) (with Christopher Fonzone and Michael R. Roberts), available at https://lawsdocbox.com/Legal Issues/124903812-Privacy-cybersecwity-law.html. After LabMD, Questions Remainfor the Healthcare Sector, Digital Health Legal (August 15, 2018) (with ChristopherFonzone). Life Sciencesand the H/ Revolution, Chambersand Partners(June 2018) (with Christopher Fonzone). What Congress’sFirst Steps Into At Legislation Portend, Bloomberg Law (May 8, 2018) (with Christopher Fonzone),available at https://news.bloomberglaw.com/tnsinesband-practice/what-congresss-first-steps-intoailegislation-portend. Should the Government RegulateArtifIcial InteUigence?it Already is , The Hill (Febnlary 26. 2018) (with Christopher Fonzone), available at http://thehill.oonVopiniur/technology/3756(Xi-should-the-governnnntmguIateartificial-intelligence-it.already-is. Whenand How Cos. Should Address Cyber L£gal Compliance, Law360 (October 24, 2017) (with Alan Raul). 2011 Temple Bar Scholar Report, American Inns of Court, available at https://home.innsofcoun.org//AIC/Awards and Scholarships/Tanple_Bar_Scholanhips/Temple_Bar_Scholar ship Reports/2011 Kate Heinzelman.aspx?WebsiteKey=bdf4f35&b61CM343-a37a4aed911e9atx= Inrroduction: Essaysin Honor of PCMichael Reisman, Yale Journal of International Law (2009) (with JefBey Sandbmg),available at https://digitalcommons.law.yale.edu/yjil/vo134/iss2/6, Note, Towards Common Interests and Responsibilities: The U.S.-India Civil Nuclear Deal and the International Nonproliferation Regime, Yale Journal of International Law (2008). Intelligence Reform Crossroads, Editorial, Washington Times (January 18, 2007) (with Elbridge Colby). Job Search Beginsfor Worried Seniors, Yale Daily News (September 16, 2002), available at https://yaledailynews.com/blog/2002/09/16/jot>search-begins-for-worried.seniors/. Out of the Yale Gates, Yale Daily News (June 30, 2002), available at https://yaledailynews.com/blog/2002/06/30/out-of-the-yalegates/. Yale’s First Classesof WomenIx>okBack, Yale Daily News (February 20, 2002), available at https://yaledailynews.oom/blog/2002/02/20/yales-first-classes-of-women-look-back/. Public Speaking / Webinars / Podcasts / l4ctures 5th Annual Bay Area Lifesciences Roundtable, ArtiBcial Intelligence in Regulated Industries : Comparing EXperiences in the Life Sciences and Financial Sectors (June 30, 2020) (co.presenter). Sidley podcast,Walking tIn Line BetweenWorker Safety and Privacy (April 2020) (cepresentu), available at https://www.sidley.com/en/insights/podcasts/2020/podcast-covid19-walking-the-linebetween.worker-safety- and-privacy Sidley webinar, The California Consumer PrIvacy Act: What Happened and What’s to Come (JanuaryV, 2020) (co-presenter),materials available at https://datamatters.sidley.com/the-califomia.consumer-privacy-actwhat-happened-and-what&to-come. 17th Annual Washington Health Law Summit, Rulemaking After AUina (panel presentation), (December 10, 2019) (co-presenter),materials available at https://www.americanbar.orgcontent/dam/aba /administrative/healthlaw/WHS20 19/16-panel.pdf. Sidley Tech Forum Webinar, The Final Countdown: What YouNeed fo Know About th CCPA and Its Draft Regulations Before January 1 (November 5, 2019) (co-presenter), description available at https://www.sidley .com/en/insights/events/2019/11/the-final-countdown-what-you-need.teknow.about-the- ccpa-and-its-draft-regulations-before.january1. Sidley webinar, California, Here We Come: Getting Ready for the California Consumer Privacy Act of 2018 (March 27, 2019) (co-presenter),description available at https://datamatters.sidley.com/event/california-herewe-come-getting-ready.for-the-california-consumer-privacy-act-of-2018. 28th National HIPAA Summit, GPDR and New California Privacy Law Update (March 5, 2019) (co presenter),materials available at http://www.ehcca.com/pwsentations/HIPAA28/heinzelman_gottlieb .clearwater ms4.pdf Sidley webinar, Getting Ready for the California Consumer Privacy Act (September 25, 2018) (co-presenter), description available at https://datamatters.sidley.com/event/getting-ready-for-the-california-consumer- privacy.act-of.2018. llth Annual Sidley MCLE Mini Marathon, Law omThe Curling Edge: Emerging Legal Issues in Cybersecwity and ArtifIcial Intelligence (June 14, 2018) (co-presenter). Conference of the Democratic Attorneys General Association, Healthcare Exchanges (panel presentation) (September 14, 2017) (co-presenter)(final title for these remarks is unknown). Yale Ivy ScholarsProgram,Balancing National Security & CIvil Liberties Post-9/ 11 (July 20 12). PART B - QUALIFICATIONS 14. QUALIFICATIONS (DESCRIBEWHY YOU BELIEVE YOU ARE QUALIFIED TO SERVE AS THE GENERAL COUNSELOF THE CENTRAL INTELLIGENCE AGENCY). My work in the national security community, as a govemment lawyer in a variety of settings, and as counselto senior leaders in government and in the private sector has given me the experience, knowledge, and perspective that i would bring to the position of General Counselof the Central Intelligence Agency. First, and as describedin responseto question 10. 1have spentyears working in the national security community within the U.S. Government. These experiences have shaped my understanding of some of the core legal issuesand challenges of advising government clients on national security and intelligence issues. In addition to this national security experience,my work counseling clients in a variety of federal government settings–from the Department of Justice, to the White House Counsel’s Office, to the Department of Health and Human Services–lras given me a broad perspective on federal government practice and experience working on an array of legal issuesconfronting federal agencies. As Deputy General Counsel at the Departmentof Health and Human Services I also helped lead a large federal generalcounsel’s office in a departmentthat confronts a variety of challenging legal issueson a daily basis. Finally, in both private practice–where I servedas a partner at a global law firm–and in government service, I have advised senior leaderson complex and time-sensitive legal issues. I believe that these experiences would serve me well were I to be confirmed to this position. PART C - POLITICAL AND FOREIGN AFFILIATIONS 15 POLITICAL ACTIVITIES (LIST ANY MEMBERSHIPSOR OFFICESHELD IN OR FINANCIAL CONTRIBUTIONS OR SERVICES RENDERED TO, ANY POLITICAL PARTY, ELECTION COMMITTEE.POLITICAL ACTION COMMITTEE.OR INDIVIDUAL CANDIDATE DURING THE LASTTENYEARS). Biden for President Hillary for America $ 1,500 $800 (3/2020) Obama Victory Fund 2012 S350 (] 1/2012) (7/2016) Obamafor America $350 (11/2012) I also performed volunteer work for the Biden campaign in 2020 and served on the presidential transition in 2020 and 202 1. 16. CANDIDACY FOR PUBLIC OFFICE (FURNISH DETAILS OF ANY CANDIDACY FOR ELECTIVE PUBLIC OFFICE). None. 17. FOREIGN AFFILLATIONS (NOTE: QUESTIONS17AAND B ARE NOT LIMITED TO RELATIONSHIPSREQUIRING REGISTRATION UNDER THE FOREIGN AGENTS REGISTRATION ACT. QUESTIONS 174 B, AND C DO NOT CALL FOR A POSITIVE RESPONSE IF THE REPRESENTATION OR TRANSACTION WAS AUTHORIZED BY THE UNITED STATESGOVERNMENT IN CONNECTION WITH YOUR OR YOUR SPOUSE’S EMPLOYMENT IN GOVERNMENT SERVICE.) A. HAVE YOU OR YOUR SPOUSEEVER REPRESENTEDIN ANY CAPACITY (E.G. EMPLOYEE, ATrORNEY, OR POLITICAL/BUSINESS CONSULTANT), WITH OR WITHOUT COMPENSATION, A FOREIGNGOVERNMENTOR AN ENTITy CONTROLLEDBY A FOREIGNGOVERNMENn IF SO, PLEASE FULLY DESCRIBE SUCH RELATIONSHIP. I have not had any such representations to the best of my knowledge. During his time at the law firm Quinn Emanuel Urquhart & Sullivan, my husbandhas representedDP World, a port and logistics company indirectly owned by the Government of Dubai, in various matters, primarily its dispute with the Republic of Djibouti over the Doraleh Container Terminal in Djibouti, B. HAVE ANY OF YOUR OR YOUR SPOUSE’SASSOCIATES REPRESENTED,IN ANY CAPACITY, WITH OR WITHOUT COMPENSATION, A FOREIGN GOVERNMENT OR AN ENTITY CONTROLLED BY A FOREIGN GOVERNMENT? IF SO. PLEASE FULLY DESCRIBE SUCH RELATIONSHIP. From 2017 until 2020, 1worked at the law firm Sidley Austin LLP. Sidley Austin is headquarteredin Chicago, Illinois and has offices aroundthe world. Attorneys at Sidley Austin have representedforeign governmentsor entities controlled by foreign governmentsas part of the firm’s practices in a range of areas, including global arbitration, trade, advocacy, litigation, government contracts, and project developmentand finance. My understandingis that the firm's recordsdo not systematicallyidentify which of its clients are foreign government or foreign govemment.controlled entities. I have therefore reviewed public information and the firm’s recent filings under the Foreign Agents Registration Act (PARA) and have identified the following as examplesof current or former clients of Sidley Austin that may be responsiveto this question as foreign governments(sometimes representedthrough particular ministries), foreign governmentcontrolled entities, or other entities listed on the firm’s recent FARA reports: Bangladesh;beIN Media Group LLC; Bhutan; Canada;China; Columbia; Costa Rica; Guyana; Hong Kong Trade Development Council; Israel; JSC VTB Bank; Mexico; Peru; Qatar; Senegal; State Bank of Vietnam; Singapore; TENEX, Joint Stock Company; Turkey; United Kingdom; and YPF SociedadAn6nima. My husbandworks at the law firm Quinn Emanuel Urquhart & Sullivan. TIle firm is headquarteredin Los Angeles, California and has offices around the world. Attorneys at Quinn Emanuel have representedforeign governmentsor entities controlled by foreign governments as part of the firm's practices in a range of areas, including international disputes and investment fund litigation. My understandingis that the firm’s records do not systematically identify which of its clients are foreign government or foreign government-controlled entities. I have therefore reviewed public information and the firm’s recent FARA filings and have identified the following as examples of current or former clients of Quinn Emanuel that may be responsive to this question as foreign governments(sometimes representedthrough particular ministries) or foreign government-controlled entities: Abu Dhabi Commercial Bank, Azerbaijan, Colombi& Guatemala, Ministry of Finance of Ukraine, Panama,Peru, and Tunisia. C. DURING THE PAST TEN YEARS, HAVE YOU OR YOUR SPOUSERECEIVED ANY COMPENSATION FROM, OR BEEN INVOLVED IN ANY FINANCIAL OR BUSINESS TRANSACTIONSWITH, A FOREIGNGOVERNMENTOR ANY ENTITY CONTROLLEDBY A FOREIGN GOVERNMENT? IF SO, PLEASE PROVIDE DETAILS. DP World paid Quinn Emanuel for the work my husbandperformed on the company’s behalf (as discussed in responseto Question 17.A). My husband and I have also shared in the income of the firms’ partnerships, and that income may have been derived in part nom engagementswith foreign governments and entities controlled by foreign govemments (as discussedin responseto Question 17.B). D. HAVE YOU OR YOUR SPOUSE EVER REGISTERED UNDER THE FOREIGN AGENTS REGISTRATION ACH IF SO,PLEASEPROVIDEDETAILS. No. 18. DESCRIBEANY LOBBYING ACTIVITY DURING THE PASTTEN YEARS.OTHERTHAN IN AN OFFICIAL U.S.GOVERNMENTCAPACITY,IN WHICH YOU OR YOUR SPOUSEHAVE ENGAGED FOR THE PURPOSEOF DIRECTLY OR INDIRECTLY INFLUENCING THE PASSAGE. DEFEAT. OR MODIFICATION OF FEDERAL LEGISLATION, OR FOR THE PURPOSE OF AFFECTING THE ADMINISTRATION AND EXECUTION OF FEDERAL LAW OR PUBLIC POLICY. At Sidley Austin, a portion of my practice consistedof advising clients on legal matters involving federal law or policy, including in connection with litigation, enforcement, compliance matters, and requests for public comment. I have not been a registered lobbyist. PART D - FINANCIAL DISCLOSUREAND CONFLICT OF INTEREST 19 DESCRIBEANY EMPLOYMENT, BUsrNESS RELATIONSHIP, FINANCIAL TRANSACTION. INVESTMENT, ASSOCIATION, OR ACTIVITY (INCLUDING. BUT NOT LIMITED TO, DEALINGS WITH THE FEDERAL GOVERNMENT ON YOUR OWN BEHAIF OR ON BEHALF OF A CLIENT), WHICH COULD CREATE, OR APPEAR TO CREATE, A CONFLICT OF INTEREST IN THE POSITION TO WHICH YOU HAVE BEEN NOMINATED. During the nomination process,I consulted with agency ethics officials, including the Alternate Designated Ethics Official, at the Central Intelligence Agency who consulted with the Office of Government Ethics (OGE) to identify any potential conflicts of interest. As a result of this process,potential conflicts with my former employers, former clients, and with my husband’s law firm and clients. have been identified in an Ethics Agreement, which has been provided to the Committee. More broadly, I will follow the advice of ethics officials to addressany potential conflicts of interest identified to resolve them in a manner consistent with the conflicts of interest statutes, applicable standards of conduct, the ethics pledge set forth in Executive Order 13989, and the terms of my Ethics Agreement. 20. DO YOU INTEND TO SEVER ALL BUSINESS CONNECTIONS WITH YOUR PRESENT EMPLOYERS FIRMS, BUSINESS ASSOCIATES AND/OR PARTNERSHIPS, OR OTHER ORGANIZATIONS IN THE EVENT THAT YOU ARE CONFIRMED BY THE SENATE? IF NOT, PLEASE EXPLAIN. I do not believe that I have business connectionsthat are responsive to this question. If confirmed. I will resign from the U.S. Department of Justice. 21. DESCRIBE THE FINANCIAL ARRANGEMENTS YOU HAVE MADE OR PLAN TO MAKE. IF YOU ARE CONFIRMED, IN CONNECTION WITH SEVERANCE FROM YOUR CURRENT POSITION. PLEASE INCLUDE SEVERANCE PAY, PENSION RIGHTS, STOCK OPTIONS, DEFERRED INCOME ARRANGEMENTS.AND ANY AND ALL COMPENSATIONTHAT WILL OR MIGHT BE RECEIVED IN THE FUTURE AS A RESULT OF YOUR CURRENT BUSINESS OR PROFESSIONAL RELATIONSHIPS. If confirmed, I will resign from the U.S. Department of Justice. PleaseseePart 3 of the OGE Form 278e for more information on arrangementsI retain in connection with Sidley Austin. 22. DO YOU nAVE ANY PLANS, COMMITMENTS, OR AGREEMENTS TO PURSUE OUTSIDE EMPLOYMENT. WITH OR WITHOUT COMPENSATION, DURING YOUR SERVICE WITH THE GOVERNMENT IF SO, PLEASE PROVIDE DETAILS. No. 23. AS FAR AS CAN BE FORESEEN.STATE YOUR PLANS AFTER COMPLETING GOVERNMENT SERVICE. PLEASE SPECIFICALLY DESCRIBE ANY AGREEMENTS OR UNDERSTANDINGS, WRITrEN OR UNWRITrEN. CONCERNING EMPLOYMENT AFTER LEAVING GOVERNMENT SERVICE. rN PARTICULAR, DESCRIBE ANY AGREEMENTS, UNDERSTANDINGS, OR OPTIONS TO RETURN TO YOUR CURRENT POSITION. I do not have plans, agreements,or understandingsfor future employment following my government service. 24. IF YOU ARE PRESENTLY IN GOVERNMENT SERVICE, DURING THE PAST FIVE YEARS OF SUCH SERVICE, HAVE YOU RECEIVED FROM A PERSONOUTSIDE OF GOVERNMENT AN OFFER OR EXPRESSIONOF INTERESTTO EMPLOY YOUR SERVICESAFTER YOU LEAVE GOVERNMENT SERVICE? IF YES, PLEASEPROVIDE DETAILS. No. 25. IS YOUR SPOUSEEMPLOYED? IF YES AND THE NATURE OF THIS EMPLOYMENT IS RELATED IN ANY WAY TO TH POSITIONFORWHICH YOU ARE SEEKINGCONFIRMATION.PLEASE INDICATE YOUR SPOUSE’SEMPLOYER. THE POSITION. AND THE LENGTH OF TIME THE POSITION HAS BEEN HELD. IF YOUR SPOUSE’S EMPLOYMENT IS NOT RELATED TO THE POSITION TO WHICH YOU HAVE BEEN NOMINATED, PLEASE SO STATE. My husband is a partner at Quinn Emanuel Urquhart & Sullivan. He joined the firm as an associatein 2014 aBu serving at the U.S. Department of Justice. His practice focuseson commercial and govemment.related litigation. Potential conflicts of interest with my husband’s work have been identified in an Ethics Agreement, which has been provided to the Committee. 26. LIST BELOW ALL CORPORATIONS, PARTNERSHIPS, FOUNDATIONS. TRUSTS, OR OTHER ENTITIES TOWARD WHICH YOU OR YOUR SPOUSEHAVE FIDUCIARY OBLIGATIONS OR IN WHICH YOU OR YOUR SPOUSEHAVE HELD DIRECTORSHIPSOR OTHER POSITIONSOF TRUST DURrNG THE PAST FIVE YEARS. INFORMATION REDACTED 27 LIST ALL GIFTS EXCEEDING $100 1NVALUE RECEIVED DURING THE PAST FIVE YEARS BY YOU, YOUR SPOUSE,OR YOUR DEPENDENTS. (NOTE: GIFTS RECEIVED FROM RELATIVES AND GIFTS GIVEN TO YOUR SPOUSE OR DEPENDENT NEED NOT BE INCLUDED UNLESS THE Gin WAS GIVEN WITH YOUR KNOWLEDGE AND ACQUiESCENCEAND YOU HAD REASON TO BELIEVE THE GIFT WAS GIVEN BECAUSE OF YOUR OFFICIAL POSITION.) Over the last five years, aside from gifts from relatives, we have received gifts from personal &iends and acquaintancesin connection with special occasionsand events. For instance,our children have received occasional gifts for their birth or birthdays, some of which may have exceeded$100 in value, and we have had dinner and received hospitality from personal friends and partners at Sidley Austin and Quinn Emanuel. Tbe realtor who helped my husband and me purchasea home recently gave us a gift at the closing of our new house. The gifts I have received from these individuals were either not given during the period in which I was under consideration for the position for which I have beennominated or were not given by individuals who were aware that I was being considered for such a position. 28. LIST ALL SECURITIES. REAL PROPERTY, PARTNERSHIP INTERESTS, OR OTHER INVESTMENTS OR RECEIVABLESWITH A CURRENTMARKET VALUE (OR IF MARKET VALUE IS NOT ASCERTArNABLE, ESTIMATED CURRENT FAIR VALUE) IN EXCESS OF $1,000. (NOTE: THE INFORMATION PROVIDED IN RESPONSE TO SCHEDULE A OF THE DISCLOSURE FORMS OF THE OFFICE OF GOVERNMENT ETHICS MAY BE INCORPORATED BY REFERENCE, PROVIDED THAT CURRENTVALUATIONSARE USED.) DESCRIPTIONOF PROPERTY VALUE METHODOF VALUATION Pleasesee Parts2, 5, and 6 of my OGE Form 278e. In addition, my husbandand I own our current residence. and recently purchased another home that will be our residence. 29. LIST ALL LOANS OR OTHER INDEBTEDNESS(INCLUDING ANY CONTINGENT LIABILITIES) IN EXCESS OF $10,000. EXCLUDE A MORTGAGE ON YOUR PERSONAL RESIDENCE UNLESS IT IS RENTED OUT, AND LOANS SECUREDBY AUTOMOBILES. HOUSEHOLD FURNITURE. OR APPLIANCES. (NOTE: THE INFORMATION PROVIDED IN RESPONSETO SCHEDULE C OF THE DISCLOSURE FORM OF THE OFFICE OF GOVERNMENT ETHICS MAY BE nVCORPORATED BY REFERENCE,PROVIDED THAT CONTINGENT LIABILITIES ARE ALSO INCLUDED.) NATURE OF OBLIGATION NAME OF OBLIGEE AMOUNT None, 30. ARE YOU OR YOUR SPOUSENOW IN DEFAULT ON ANY LOAN. DEBT. OR OTHER FINANCIAL OBLIGATION? HAVE YOU OR YOUR SPOUSEBEEN IN DEFAULT ON ANY LOAN. DEBT. OR OTHERFINANCIAL OBLIGATION IN THE PASTTEN YEARS? HAVE YOU OR YOUR SPOUSE EVER BEEN REFUSED CREDIT OR HAD A LOAN APPLICATION DENIED? IF THE ANSWER TO ANY OF THESE QUESTIONS IS YES, PLEASE PROVIDE DETALS. No. 31 LIST THE SPECIFICSOURCESAND AMOUNTS OF ALL INCOME RECEIVED BY YOU OR YOUR SPOUSEDURING THE LAST FIVE YEARS. INCLUDING ALL SALARIES, FEES, DIVIDENDS, INTEREST. GIFTS. RENTS. ROYALTIES. PATENTS. HONORARIA. AND OTFnR ITEMS EXCEEDING $200. (COPIESOF U,S. INCOME TAX RETURNSFOR THESE YEARS MAY BE SUBSTITUTED HERE, BUT THEIR SUBMISSION IS NOT REQUIRED.) INFORMATION REDACTED INFORMATION REDACTED 32. IF ASKED. WILL YOU PROVIDE THE COMMITTEE WITH COPIESOF YOUR AND YOUR SPOUSE’S FEDERAL INCOME TAX RETURNS FOR THE PAST THREE YEARS? Yes. 33. LIST ALL JURiSDICTIONS IN WHICH YOU AND YOUR SPOUSEFILE ANNUAL rNCOME TAX RETURNS My spouseand I plan to file joint returns for the 2021 tax year in the following jurisdictions: United States, California, New York, and Washington DC. 1previously joined composite tax returns filed by Sidley Austin. which in 2020 were filed in the following jurisdictions: California, Colorado, Delaware, Georgia, Iowa, Kentucky, Maine, Maryland, Massachusetts. Michigan, Minnesot& Missouri, New Jersey,New York, Ohio, Oklahoma, Oregon, United Kingdom, and Singapore_ My spousejoins composite tax returns filed by his law firm in various jurisdictions, typically including: Colorado, Connecticut, Georgia, Idaho, Illinois, Maryland, Massachusetts,Michigan, Minnesota, Missouri, Montana, New Jersey, North Carolina, Ohio, Oregon, Pennsylvania. France, Germany, Japan, and the United Kingdom. 34. hAVE YOUR FEDERAL OR STATE TAX RETURNS BEEN THE SUBJECT OF AN AUDIT. INVESTIGATION, OR INQUIRY AT ANY TIME? IF so, PLEASE PROVIDE DETAILS, INCLUDING THE RESULT OF ANY SUCH PROCEEDING. No. 35. IF YOU ARE AN ATrORNEY. ACCOUNTANT. OR OTHER PROFESSIONAL.PLEASE LIST ALL CLIENTS AND CUSTOMERS WHOM YOU BILLED MORE THAN $200 WORTH OF SERVICES DURING THE PAST FIVE YEARS. ALSO, LIST ALL JURISDICTIONSIN WHICH YOU ARE LICENSED TO PRACTICE. 23andMe, Inc. Abbott Laboratories AbbVie,Inc AdvisorGroupInc. Aetion, Inc, AGROMerchants Group Aledade Allergan, plc. AllscriptsHealthcare SolutionsInc. Amazon.com. Inc. American Board ofProsthodontics AnixterInternational, Inc. Apple,Inc. Aprea Theraputics Inc. AT&T AtheneHoldingLtd. Avanir Pharmaceuticals Balyasny Asset ManagementL.P. Bancof AmericaSecurities LLC Baxter International Inc. Boehringer Ingelheim USA Corp. CadianCapitalManagement LLC CanyonPartners LLC Cardiovascular Systems Inc. Caterpillar, Inc. Celgene Corp. CIGNACorp. CIT GroupInc. College of American Pathologists Contego Medical, LLC Corel Inc. DaVita. Inc. Deseret Mutual Benefit Administrators Doheny Eye Institute DPLegal(SidleyAustin) Evercore Partners Exact Sciences Corp_ Faraday & Future, Inc. Figure Technologies, Inc. An affiliate of Fidelity Investments Fortive Corp. Foundation Finanoe CompanyLLC FPK Services LLC Freedom Financial Network, LLC FreseniusKabi USA, LLC FS Brands, Inc. GBIG Holdings, Inc. Gilead Sciences,Inc. Glenview Capital Management, LLC Great Rock Capital Management, LLC Group of Federal Insurers Grove Col]aborative, Inc. Guardian Life Insurance Company of America Health Care Service Corporation Health Net Inc. Helsinn Theraputics(U.S.), Inc. Hilltop Securities,Inc. HireRight, LLC HMS HoldingsCorp. Humana Icon plc lllumina Inc. IncentrumGroup Intel Corporation JacksonLaboratory Jazz Pharmaceuticals JUUL Labs,Inc. KalderosLLC Kuvare US Holdings, Inc. Ladenburg Thalmann Financial Services Inc. Las Vegas Sands Corp. LifePoint Health,Inc. Lone PineCapital LLC LPL Financial.LLC Lyell ImmunopharmaInc. MagnetarCapital LLC Mastercard MatrixCare McAfee. LLC McKessonCorp. Medela,Inc. Medical Information Working Group Metagenics,Inc. Metropolitan Life InsuranceCo. Michaels Stores,Inc. Microsoft MiMedx Group, Inc. MyHeritage Ltd National Flood Services LLC Neiman Marcus Group Nektar Theraputics Nevro Corp. New York Life InsuranceCo. NorthwesternUniversity Novartis GeneTherapies Novo Nordisk Inc. Nurix Theraputics,Inc. Omnicell. Inc. OrbiMed Advisors LLC PandoraMedia, Inc. Patroness PentaxofAmeric& Inc. Pfizer Inc. PhRMA PiperSandlerCompanies Principia Biopharma Inc ProvepharmInc. Purdue Pharma L.P. Qllartet Health Quest Diagnostics QuestSoftwareInc. Renaissance Acquisition Holdings, LLC RLI Corp. RocheDiagnostics Roche Molecular SystemsInc. Ryan Specialty Group, LLC Salesforce ScovilleRisk Partners SeattleGenetics,Inc. ShapeSecurity,Inc. Simon MarketsLLC Sixth StreetPartners.LLC SquarePointCapital LLC SynchronyFinancial The ReaIReal,Inc. TIBCO Software.Inc. TPG Global. LLC U.S. Chamber Institute for Legal Reform uBiome United Airlines Holdings, Inc. UrbanMeyer Van DrunenFarms Vector Capital Corporation Vista Equity PartnersManagementLLC Vitalize LLC Wal-Mart Stores.Inc. WalgreenCo., WinBust Financial Corporation WuXI App Tec Co., LTD Yardi Systems,Inc. I have not disclosed the names of two U.S.-based clients for whom I did work at Sidley Austin because I have been advised by Sidley that these client relationships are confidential. I performed under one hour of work for each of those clients. During this period I also worked for the PT Fund, Inc. and the U.S. Department of Justice, as noted above. I am licensedto practice in New York and Washington, DC. 36. DO YOU INTEND TO PLACE YOUR FINANCLAL HOLDINGS AND THOSEOF YOUR SPOUSEAND DEPENDENT MEMBERS OF YOUR IMMEDIATE HOUSEHOLD IN A BLIND TRUST IF YES. PLEASE FURNISH DETAILS. IF NO, DESCRIBE OTHER ARRANGEMENTS FOR AVOIDING ANY POTENTLAL CONFLICTS OF INTEREST. No. 1will follow the advice of government ethics officials to addressany conflict of interest issues identified. 37. IF APPLICABLE, LIST THE LAST THREE YEARS OF ANNUAL FINANCIAL DISCLOSUREREPORTS YOU HAVE BEEN REQUIRED TO FILE WITH YOUR AGENCY, DEPARTMENT, OR BRANCH OF GOVERNMENT. IF ASKED, WILL YOU PROVIDE A COPY OF THESE REPORTS? 1filed an OGE Form 278e upon joining the U.S. Departmentof Justice in 202 1. 1 am happy to provide a copy of this report. PART E - ETHICAL MATTERS 38. HAVE YOU EVER BEEN THE SUBJECT OF A DISCIPLINARY PROCEEDING OR CITED FOR A BREACH OF ETHICS OR UNPROFESSIONAL CONDUCT BY, OR BEEN THE SUBJECT OF A COMPLAINT TO, ANY COURT, ADMrNiSTRATiVE AGENCY, PROFESSIONALASSOCIATION. DISCIPLINARY COMMiTrEE, OR OTHER PROFESSIONAL GROUP? IF SO. PLEASE PROVIDE DETAILS No. 39 HAVE YOU EVER BEEN INVESTIGATED, HELD, ARRESTED, OR CHARGED BY ANY FEDERAL STATE, OR OTHER LAW ENFORCEMENT AUTHORITY FOR VIOLATION OF ANY FEDERAL S'rATE, COUNTY, OR MUNICIPAL LAW. REGULATION, OR ORDINANCE, OTHER THAN A MINOR TRAFFIC OFFENSE, OR NAMED AS A DEFENDANT OR OTHERWISE IN ANY INDICTMENT OR INFORMATION RELATING TO SUCH VIOLATION? IF SO, PLEASE PROVIDE DETAILS. No. 40. HAVE YOU EVER BEEN CONVICTED OF OR ENTERED A PLEA OF GUILTY OR NOLO CONTENDERETO ANY CRIMINAL VIOLATION OTHERTHAN A MrNORTRAFFIC OFFENSE?IF SO. PLEASE PROVIDE DETAILS No. 41. ARE YOU PRESENTLY OR nAVE YOU EVER BEEN A PARTY IN INTEREST IN ANY ADMINISTRATIVE AGENCY PROCEEDING OR CIVIL LITIGATION? IF SO, PLEASE PROVIDE DETAILS No. 42. HAVE YOU BEEN INTERVIEWED OR ASKED TO SUPPLY ANY INFORMATION AS A WITNESS OR OTHERWISE IN CONNECTION WITH ANY CONGRESSIONALINVESTIGATION. FEDERAL. OR STATEAGENCY PROCEEDING,GRAND JURYINVESTIGATION.ORCRIMINAL OR CIVIL LITIGATION IN THE PASTTEN YEARS? IF SO,PLEASEPROVIDEDETAILS. No. 43. HAS ANY BUSINESS OF WHICH YOU ARE OR WERE AN OFFICER, DIRECTOR. OR PARTNER BEEN A PARTY TO ANY ADMINISTRATIVE AGENCY PROCEEDING OR CRIMINAL OR CIVIL LITIGATION RELEVANT TO THE POSITION TO WHICH YOU nAVE BEEN NOMINATED? IF SO. PLEASE PROVIDE DETAILS. (WITH RESPECT TO A BUSINESS OF WHICH YOU ARE OR WERE AN OFFICER,YOU NEED ONLY CONSIDERPROCEEDINGSAND LITIGATION THAT OCCURRED WHILE YOU WEREAN OFFICEROF THAT BusrNESS.) Not that I’m awareof. 44. hAVE YOU EVER BEEN THE SUBJECTOF ANY INSPECTORGENERAL INVESTIGATION? IF SO. PLEASE PROVIDE DETAILS. No. PART F - SECURITY INFORMATION 45. HAVE YOU EVER BEEN DENIED ANY SECURITY CLEARANCE OR ACCESSTO CLASSIFIED INFORMATIONFORANY REASON?IF YES,PLEASEEXPLAIN IN DETAIL. No 46. hAVE YOU BEEN REQUIRED TO TAKE A POLYGRAPH EXAMINATION FOR ANY SECURITY CLEARANCE OR ACCESSTO CLASSIFIED INFORMATION? IF YES, PLEASE EXPLAIN. Yes. I took a polygraph as part of the security clearanceprocess for my position at the Central Intelligence Agency in 2003. 47. HAVE YOU EVER REFUSED TO SUBMIT TO A POLYGRAPH EXAMINATION? IF YES. PLEASE EXPLAIN. No. PART G - ADDITIONAL INFORMATION 48. DESCRIBE IN YOUR OWN WORDS THE CONCEPT OF CONGRESSIONAL OVERSIGHT OF U.S. INTELLIGENCE ACTIVITIES, IN PARTICULAR, CHARACTERIZE WHAT YOU BELIEVE TO BE THE OBLIGATIONS OF THE GENERAL COUNSEL OF THE CENTRAL INTELLIGENCE AGENCY AND THE INTELLIGENCE COMMITrEES OF THE CONGRESS,RESPECTIVELY, IN THE OVERSIGHT PROCESS. The congressionalintelligence committees have a critical role in ensuring the Central Intelligence Agency’s (CIA’s) accountability to the American people and in maintaining public trust in the agency, including trust that the agency acts in accordancewith applicable law. Congress’srole in oversight is all the more crucial in the context of the CIA’s work becausethe agency’s activities often cannot be fully disclosed to the American people given their classified nature. Pursuantto federal statute, the CIA has an obligation to keep the congressionalintelligence committees fully and currently informed about CIA intelligence activities and covert actions, including any significant anticipated intelligence activity and any significant intelligence failure, and to provide specified information (including with respect to the legal basis for such activities), to the extent consistent with due regard for the protection from unauthorized disclosure of certain national security information, as provided in 50 U.S.C. §§ 3092-93. Further, consistent with 50 U.S.C. § 3109, the CIA General Counsel is specifically responsiblefor notifying the intelligence committees of significant legal interpretations of the U.S. Constitution or federal law affecting intelligence activitiu conducted by the agency. The CIA’s obligations to provide information to the intelligence committeesis an important part of ensuring that Congress can execute its vital responsibilities, including with respectto oversight of the agency. The CIA GeneralCounsel plays an important role in ensuring the agency’s compliance with applicable law, including interpreting and applying theseobligations. If confirmed, I commit to working with agency leadershipand personnelto adhereto theselegal obligations, to act in accordance with the principles and values that underlie them, and–more generally–to support the agency in maintaining a strong relationship with Congress. 49. EXPLAIN YOUR UNDERSTANDING OF ThE RESPONSIBILITIES OF THE GENERAL COUNSEL OF THE CENTRAL INTELLIGENCE AGENCY. The General Counsel of the CIA servesas the chief legal officer of the agency. In that role, the General Counselhas responsibility for providing accurateand timely legal counsel. The General Counsel provides advice to the Director, senior leadership,and agency personnel on legal matters affecting the agency’s operations. The General Counsel assiststhe Director in carrying out the agency’s responsibilities and functions (including with respectto congressional oversight, as discussedabove), overseesand managesthe Office of General Counsel and its personnel,works to ensure that the agency is appropriately representedin legal matters and proceedings,and interacts with entities within and outside of the Executive Branch on appropriatematters,amongother duties. AFFIRMATION I, KATE ELIZABETH HEINZELMAN, DO SWEARTHAT THE ANSWERSI HAVE PROVIDEDTO THIS QUESTIONNAIRE ARE ACCURATE AND COMPLETE. 37/y/ R,,L SIGNATUREOF KATE ELIZABETH HEINZELMAN (Date) '3/18/202'.2SIGNATURE OF NOTARY CCXInty/City of Ft\\\- fM (>cxnrrmwealth/State of V"/{'I-; x Ttnkxe®nginstrurrent was%nowiaM tnkxerrnthis {, dayof OP-EX- t b b' HFun&lWt\ WW MyCanmisbn Expir®: JX ;;•:q:}::J %re:i}:;I •i TO THE CHAIRMAN, SELECT COMMITTEE ON INTELLIGENCE: In connection with my nomination to be the General Counsel of the Central Intelligence Agency, I hereby express my willingness to respond to requests to appear and testify before any duly constituted committee of the Senate. SIGNATUREOF KATE ELIZABETH HEINZELMAN Date: le I goa