SELECT COMMITTEE ON INTELLIGENCE UNITED STATES SENATE QUESTIONNAIRE FOR COMPLETION BY PRESIDENTIAL NOMINEES SELECT COMMITTEE ON INTELLIGENCE UNITED STATESSENATE QUESTIONNAIRE FOR COMPLETION BY PRESIDENTIAL NOMINEES PART A - BIOGRAPIHCAL INFORMATION 1. FULL NAME: ThomasAndrew Monheim OTHERNAMESUSED:None 2. DATE AND PLACE OF BIRTH: May 15, 1967;Belleville, IL, USA CITIZENSHiP:US 3. MARITAL STATUS:Married 4. SPOUSE’S NAME: Catherine Ann Monheim 5. SPOUSE’S MATDEN NAME IF APPLICABLE: Marchetti 6. NAMESAND AGESOF CHILDREN: REDACTED 7. EDUCATION SINCE FnGH SCHOOL: INSTITUTION DATESATrENDED DEGREERECEIVED DATE OF DEGREE National DefenseUniversity/ National War College 2013-2014 Masters June 2014 UCLA Schoolof Law Uni of PI 'lvania llion-LaVista P, 1989- 1992 1985- 1989 1983- 1985 JurisDoctor M M TiM Bachelor of Arts Diploma 1992 1989 1985 8. EWLOYMENT RECORD (LIST ALL POSITIONS HELD SINCE COLLEGE, INCLUDiNG MILITARY SERVICE. NDICATE NAME OFEMPLOYER POSITiON,TITLE OR DESCRi7rioN, LOCATION, AND DATES OF EMPLOYMENT). Civilian employment: EMPLOYER POsrrioN/TiTLE National Geospatial-Intelligence once of the Director of SpecialAdvisor to the Chief of Staff (Acting) InspectorGeneralof National Intelljgence the intelljgence Communit Agenl GeneralCounsel Agenc' National Geospatial-Intelligence Deputy GeneralCounsel A Offioe of the Director of Deputy GeneralCounsel National Intelljgence Office of the Director of SeniorLegal Advisor for Cormterterrorism National Intelligence, National CormterterrorismCentu U.S. Departmentof Justice AssociateDeputy Attorney National Geospatial-Intelligence LOCATION DATES Spring6eld,VA May2021- Reston,VA Springfield, VA April 2020 May 2021 20162020 Springfield, VA 2014-2016 McLean, VA 2013-2014 McLean, VA 2008-2013 Washington,DC 2005-2008 Washington,DC 2003-2005 Washington,DC 1998-2003 lresent General Executive Office of the Associate Counsel to the President King & SpaldingLLP President Associate Tae Kwon Do instructor Associate SummerAssociate Tutor M; Crowe & Da1 Barash& Hill o MT 199+ 1996 Los Angell Los Angeles.CA Bliladelphia, PA 1992- 1993 1991 1987- 1989 Military service: (Note: some time periods overlap with datesabove becauseof part-time reserveduty and two mobHizations) POSITION/riTLE EMPLOYER LOCATION U.S. Air Force, HQ Air Mobility Command SeniorIndividual Mobilization Augment@ .ewrvist' ScottAFB, IL U.S. Air Force, o JB Andrews,MD O Air Force Legal Opnations AWmentee leservist' Senior Individual Mobilization Augmentee JBAndrews,MD 2011-2013 Legal Advisor (mobilized Reservist' JB Balad,Iraq 2009-2010 Military Judge JB Andrews,MD 2008-2011 Agency.AFLOA/JAC U.S. Air Force. Air ForceLegal Operations Agency,AFLOA/JA JG Joint SpecialOperations TaskForce U.S. Air Force, Air Force Legal Operations Agarcy, AFLOA/JAT U.S. Air Force. White HouseMilitary OfEce U.S. Air Force. Air ForceLegal Operations AgencY,AFLOA/JAJG U.S. Air Force, :eservist' (Reservist) Bmmam;FTaii;Mm 200+2008 Appea 2003-2004 lesefvist (Rauvist) SDwial Counsel Paltagoa VA 2002-2003 DeputmentofDefarse, Office ofGenual Counsel U.S. Air Force, Air ForceLegal Services Agency, AFLSA/JAJT U.S. Air Force, Air ForceLegal Services Agency,AFLSA/JAYF U.S. Air Force, Air ForceLegal Servica Agency. AFLSA/JAJD aS. Air Force, Air CombatCommand, 4981Fjghter Win! U.S. Air Force, Air Education and Training (mobilized Reservist) Circuit Trial Cotxlse1 (Reservist) -nrcuit Trial Cotmsel (activeduty) BoRingAFB, DC 1998-2002 1998 I BoIling AFB, DC 119961996-1998 AreaDefenseCounselo (activeduty) Honoman AFB, NM 1 1994-1995 s (activeduty) AssistantStaff JudgeAdvocate (activeduty) Lowry AFB, CO 1993- 1994 Legal intern (temporaryduty) Travis AFB, CA Summer1990 Cadet Philadelphia,PA 1985-1989 Command, Lowry Training Center U.S. Air Force, Air Mobility Command, 60thAir Mobility Win U.S. Air Force, ROTC Detachment750 9. GOVERNMENT EXPERIENCE(INDICATE EXPERIENCE ng OR ASSOCIATION WITH FEDERAL, STATE, OR LOCAL GOVERNMENrs, nqcLUDiNG ADVISORY, CONSULTATIVE, HONORARY, OR OTHER PART-TIME SERVICE OR POSITION. DO NOT REPEAT INFORMATION ALREADY PROVIDED nq QUESTION 8). Pleaseseemy responseto Question 8, which describesmy more than 30 yearsof Government experience. 10. R{DICATE ANY SPECLALIZEDINIELLIGENCE ORNATIONAL SECURITYEXPERTISEYOU HAVE ACQUIRED HAVING SERVED IN THE POSITIONSDESCRIBED IN QUESTIONS8 AND/OR 9. The majority of my 30-plus year career has been in the national security field, with the last 13 years in the Intelligence Community (IC) and more than 5 years before that working closely with the IC. My military servioe (active duty and reserve)included experiencesrelated to the rule of law, litigation, interagarcy and international agreements,operational law, information sharing, and privacy and civil liberties. I began working closely with the IC while, as Associate Counsel to the President, 1 helped coordinate the Executive Branch’s response to the National Commission on Terrorist Attacks Upon the United States (“9/1 1 Commission”) and subsequentimplementation of various recommendations,including thosein the Intelligence Reform and TerTodsm Prevention Act of 2004. 1 continued working closely with the IC while at the Department of Justice, where I helped coordinate the DepaHmart’s national security-related efforts and represent the Department in various interagency meetings. Sincejoining the IC in 2008, 1 have beenprivileged to serve in a variety of legal roles at the National Cormtuterrorism Center (NCTC), the Office of the Director of National Intelligence (ODND, and the National Geospatial-IntelligenceAgency (NGA). In thoseroles, I provided timely, accurate,and practical advice to enable the organization’s mission consistent with the Constitution and law. While at NGA I also oversaw the agency’s ethics program and intelligence oversight program. Most recently, I have beenthe Acting Inspector General of the Intelligence Community, conducting independentand objective oversight of programsand activities within the responsibility and authority of the Director of National Intelligence (DND. 11. HONORS AND AWARDS (PROVIDE INFORMATION ON SCHOLARS laPS, FELLOWSHIPS, HONORARY DEGREES,MLITARY DECORATIONS, CIVILIAN SERVICE CITATIONS, OR ANY OTHER SPECIAL RECOGNITION FOR OUtSTANDING PERFORMANCE OR ACHIEVEMENT), Civilian honorsand awards: Presidential Rank Award, Meritorious Executive, 2016 Office of the Director of National Intelligence Exceptional Service Award, 20 14 Director of National Intelligence Exceptional Achievement Award, 2012 Director of the National Counterterrorism Center Team Award, 2012 Department of Justice Outstanding Service Recognition, 2008 Department of StateSuperior Honor Award, 2006 • • • • • • Military honorsandawards: e JudgeAdvocates Association, Outstanding CareerJudge Advocate Award Legion of Merit Bronze Star Medal • DefenseMeritorious ServiceMedal • e Meritorious ServiceMedal with three oak leaf clusters e Joint ServiceCommendationMedal Air Force CommendationMedal with one oak leaf cluster Air Force Organizational Excellence Award with two oak leaf clusters National Defense Service Medal with one device Iraq Campaign Medal Global War on Terrorism Service Medal Air Force Expeditionary ServiceRibbon with Gold Border Air Force Longevity Service Medal Armed Forces ReserveMedal with “M’ device • • e • e • • e • • Air Force Training Ribbon Air Force ReserveOfficer Training Corps Distinguished Graduate 12. ORGANIZATIONAL AFFILIATIONS (LIST MEMBERSHIPS IN AND OFFICESHELD WITHiN THE LAST TEN YEARS IN ANY PROFESSIONAL,crvic, FRATERNAL, BUsnIESS, SCHOLARLY, CULTURAL, CHARrrABLE, OR OTHER SiMnLAR ORGANIZATIONS). ORGANIZATION District of Columbia Bar Association Colorado Bar Association California Bar Association U.S. S meCourt Bar U.S. Court of for the Armed ForcesBar Is Bar Air Force Court of CrM] PennAlumni Association UCLAnis National War College Alumni Association t MR Club Church of the Nativi' =mtun ForestHomeowners’Association Association BethanyWest Hot U.S.A. THan OFFICE HELD DATES Member Member(currentjy inactiveManber (I inactive' 199 19931992 200 Member Member Member Member Member Member Member Member Member Member Member 19 M 2015199919992010 .2018 U.S. MastersSwimmin IntelljgenceandNational Alliance U.S. G. ial Intelli lee Found= 13. Member Hono Honl member member 2012-2015 2014-2020 2014-2020 PUBLISHED WRiTnvGS AND SPEECHES(LIST TIm TITLES, PUBLIS}£BRS,BLOGS AND PUBLICATION DATES OF ANY BOOKS, ARTICLES, REPORTS, OR OTHER PUBLISHED MATERIALS YOU HAVE AUTHORED. ALSO LIST ANY PUBLIC SPEECHESOR REMARKS YOU HAVE MADE WrrHIN THE LAST TEN YEARS FOR wincH THERE IS A TEXT, TRANSCRIPT, OR VIDEO). [F ASKED, WILL YOU PROVIDE A COPY OF EACH REQUESTED PUBLICATION, TEXT, TRANSCRIPT, ORVIDEO? Below are all the writings and remarks I can recall that are responsiveto the Committee’s requests. If asked, I will provide the Committee with copiesof any publication, text, transcript, or vidoo in my possession. Publishedwritings: 8 • • • “Message from the Inspector General” in the Office of the Inspector General of the Intelligence Community (IC IG) Semi-Annual Report for the period ending in March 2021, which will be postedon the IC IG website after the DNI and Congressreceive it. “Message from the InspectorGenemP’in the IC IG Semi-Annual Report for the period ending in Septmrber 2020, which is posted on the IC IG website. “Masage #om the Inspector GeneraP’in the IC IG Semi-Annual Report for the period ending in March 2020, which is posted on the IC IG website. “Inspector General FareworcPin the IC IG Fiscal Year 2021 Annual Work Plan, which is postedon the IC IG website. • • e • IC IG message aboutwhistleblowingin theIC, which is postedonthe IC whistleblowingwebsite. In 2019, in my personal capacity, 1oonaibuted a brief “Counselor’s Corner“ comment to a 'Fundamentals of BusinessLaw" book by my sister Melissa Randall and Community College of Denver Students. In 2016, while the NGA General Counsel, I signed a statementof IC generalcounsels support for diversity & inclusion in the IC legal community, which was posted on the ODNI website. In 2006, while working at the Department of Justice, I was part of the United States delegation that provided information to the United Nations regarding US compliance with our obligations under the Convention Against Torture, some of which was posted on the United Nations website. e In 2002, while at King & Spalding, I was an author of the 'Nunn-Wolfowitz Task Force Report: Industry Best Practices Regarding Export Compliance Programs,” which is now publicly available. • in 1992, while in law school, I wrote an article entitled “Personal Communications Swvices: The Wheless Futum of Telecommunications,” which was published in the Federal CommunicationsLaw Journal. Recordedspeechesand remarks in the last 10 years: • • In April 2021, 1recorded a brief video messagein support of diversity, equity & inclusion that was incorporated in a Council of the Inspectors General on Integrity and Efficiency (CIGIE) Town Hall. In Novemtnr 2020, 1 gave a presentation at Mantua Elementary School about Veterans Day, which was recorded by Fairfax County Public Schools. • In February 2020, 1 recorded a podcast about the NGA core value Accountability, which is posted on the NGA classified system. • • in September2019, 1gave a presentation at an event hostedby the American Bar Association (ABA) National Security Law Committee entitled “The Geospatial-Intelligence Revolution is Underway – And You Should Care!,” which was postedon an ABA website. I have given other presentations and participated on panels in various venues (such as conferences, professional development seminars,law schools,and universities) related to national security and trial advocacy,but, to the best of my knowledge, those events were not recorded or transcribed and the materials were not published. PART B - QUALIFICATIONS }4. QUALIFICATIONS (DESCRIBE WHY YOU BELIEVE YOU ARE QUALIFIED TO SERVE AS THE INSPECTOR GENERALOF Tm INTELLIGENCECOMMUNITY). I have dedicatedmy entire professional careerto upholding the rule of law and will continue to do so. As briefly summarimd in my responseto Question 10, 1have been privileged to servethe American people and this great Nation for more than 30 years. Most recently, I served in this position asthe Acting Inspector General of the Intelligence Community for more than a year. During that time, I led the IC IG team to accomplish our vital missions, despitevarious challenges. Among other things, we: independently conducted audits, inspections, invmtigations, and reviews of programs and activities within the DNI’s responsibility and authority; managed the IC IG hotline and whistleblower program; kept the DNI and Congressfully and currently informed; led the IC IG Forum (consisting of the Inspectors General with oversight responsibility for an IC element) in a collaborative and productive manner;and fostered padnenhips and worked collaboratively with other colleaguesin the IG community, the Council of the Inspectors General on Integrity and Efficiency (CIGIE), and the Five Eyes Intelligence Oversight and Review Council (FIORC). This most recent experiencebuilds on my prior 12 years of experiencein the IC in various IDsitions, including 6 years at ODNI and NCTC, where I gained an understanding and appreciation of the ODNI authorities, responsibilities, missions, and organization. My years of experienceparticipating in the IC General Counsels Forum while at ODNI and NGA gave me different perspectivesand deeperappreciation of how ODNI can embrace the responsibility of leading the IC in a collaborative way while also respecting the roles, responsibilities, and authorities of the individual IC elements. I also have 29 years of legal experience, during which I have been upholding the rule of law in myriad ways, including 6 yearsas NGA General Counsel, where I worked closely with the NGA Inspector General; and more than 10 yearsas a military prosecutor, defensecounsel, appellate counsel, andjudge. Throughout my career,I have proven my ability to build and effectively lead diverse multi-disciplinary teams, and take good care of the people I am entrusted to lead, so that together we can better accomplish our mission. I have also worked closely and collaboratively with interagency, inter-governmental, international, industry, and academic partners to achieve better results. 1endeavor to follow the guiding principles and exempli8' the core values of the organizations I serve. The IC IG’s core values of Integrity, Independence,Accormtability, Diversity, and Transparencyresonatewith me, inspire me, and will continue to guide me and the teams I lead If privileged to be con6rmed as the Inspector Generalof the Intelligence Commtmity, I will continue to well and faithfully dischargethe important duties of this critical position to the best of my abilities. PART C - POLITICAL AND FOREIGNAFFILIATIONS 15. POLITICAL ACTIVITIES (LIST ANY MEMBERSHIPSOR OFFICESFULD IN OR FRqANCIAL coNTRiBurioNS OR SERVICES RENDERED TO, ANY POLITICAL PARTY, ELECTION COMMITrEE. POLITICAL ACTION COhn4iTTEE, OR INDIVIDUAL CANDEDATEDURING THE LAST TEN YEARS). None. 16. CANDIDACY FOR PUBLIC OFFICE (FURNISH DETAILS OF ANY CANDIDACY FOR ELECTIVE PUBLIC OFFICE). None. 17. FOREIGNAFFEIATIONS (NOTE: QUESTIONS17AAND BARE NOT LIMITED TO RELATIONSHIPSREQUIRING REGISTRATION UNDER THE FOREIGN AGENTS REGISTRATION ACT. QUESTIONS 17A, B, AND C DO NOT CALL FOR A POSITIVE RESPONSEF THE REPRESENTATION OR TRANSACTION WAS AUTHORIZED BY THE UNITED STATESGOVERNMENT IN CONNECTIONWITH YOUR OR YOUR SPOUSE’SEMPLOYMENT IN GOVERNMENT SERVICE.) A. HAVE YOU OR YOUR SPOUSE EVER REPRESENTED IN ANY CAPACITY (E.G. EMPLOYEE, ATrORNEY, OR POLITICAL/BUSINESS CONSULTANT), WITH OR WITHOUT COMPENSATION, A FOREIGNGOVERNMENTORAN ENTITY CONIROLLED BY A FOREIGNGOVERNMENT?IF SO, PLEASE FULLY DESCRIBE SUCH RELATIONSHIP. No. B. HAVE ANY OF YOURORYOUR SPOUSE’SASSOCIATESREPRESE)WED, IN ANY CAPACITY, WITH OR WITHOUT COMPENSATION,A FOREIGNGOVERNMENTORAN ENTITY CONTROLLED BY A FOREIGN GOVERNMBVr? RELATIONSHW. iF SO, PLEASE FULLY DESCRIBE SUCH No. C. DURING THE PASTTEN YEARS, HAVE YOU OR YOUR SPOUSERECEIVED ANY COMPENSATION FROM, OR BEEN INVOLVED Dg ANY FrNANCLAL OR BUSINESS TRANSACTIONS WITH, A FOREIGN GOVERNMENT OR ANY ENTITY CONTROLLED BY A FOREIGN GOVERNMENT? IF SO, PLEASE PROVEDEDETAILS. No. D. HAVE YOU OR YOUR SPOUSE EVER REGISTERED UNDER THE FOREIGN AGENTS REGISTRATION ACT? IF SO, PLEASEPROVIDE DETAILS. No. 18. DESCRIBE ANY LOBBYING ACTIVITY DURRqG THE PAST TEN YEARS, OTHER THAN IN AN OFFICIAL U.S. GovERNMENr CAPACITY, IN WHICH YOU OR YOUR SPOUSEHAVE ENGAGED FOR THE PURPOSEOF DRECTLY OR INDIRECTLY nqFLUENCiNG TIU PASSAGE.DEFEAT. OR MODIFICATION OF FEDERAL LEGISLATION, OR FOR THE PURPOSEOF AFFECTING THE ADMINISTRATION AND EXECUTION OF FEDERAL LAW OR PUBLIC POLICY. None PART D - FINANCb\l DISCLOSUREAND CONFLICT OF INTEREST 19, DESCRIBEANY EMPLOYMENT, BUsnJESS RELATIONSHIP, FINANCIAL TRANSACTION, INVESTMENT, ASSOCIATION, OR ACTrvIW (UqCLUDING, Btn NOT LIMITED TO, DEALINGS WITH THE FEDERAL GOVERNRWNr ON YOUR OWN BEHALF OR ON BEHALF OF A CLIENT), WHICH COULD CREATE, OR APPEAR TO CREATE, A CONFLICT OF INTEREST N THE POSITION TO WHICH YOU HAVE BEEN NON©NATED. In connection with the nomination process,I consulted with the ODNI’s Designated Agency Ethics Official (DAEO) and the once of Government Ethics (OGE) to identi8 any potential conflicts of interest. I also completed an Ethio Agreement that desaibes the stepsthat I will take to avoid any actual or apparentconflict of interest if I am confirmed That Ethics Agreement is attached as Exhibit 1. As reflected in Section 2 of that agreement,if confirmed, I will divest my interest in the Fidelity Defense and AerospacePortfolio Fund no later than 90 days after my confirmation. Furthermore, until I have completed that divestiture, I will not participate personally and substantially in any particular matter that to my knowledge has a direct and predictable effect on the 6nancial internts of any holding in that sector, unlessI 6rst obtain a waiver or quali8 for a regulatory exemption. I will continue to follow the advice of government ethics officials to address any conflict-of-interest issun that might arise. 20. DO YOU INtEND TO SEVERALL BUSINESSCONNECTIONS WITH YOUR PRESENr EMPLOYERS. FHRMS,BUSINESS ASSOCIATES AND/OR PARTNERSlaPS, OR OTHER ORGANIZATIONS IN THE EVENT THAT YOU ARE CONFIRNaD BY THE SENATE? IF NOT, PLEASEEXPLAIN. Yes. 21. DESCRIBE THE FnqANCIAL ARRANGEMENTS YOU HAVE MADE OR PLAN TO MAKE, IF YOU ARE CONFERMED. m CONNECTION WITH SEVERANCE FROM YOUR CURRENT POSITION. PLEASE INCLUDE SEVERANCE PAY. PHNSION RIGHTS. STOCK OPTIONS, DEFERRED INCOME ARRANGEMENrs.AND ANy AND ALL COMPENSATIONTHAT WILL OR }vHGFrrBE RECEIVED IN THE FUTURE AS A RESULT OF YOUR CURRENT BUSINESS OR PROFESSIONAL RELATIONSHIPS. Ifcon6rmed, 1plan to retain my current government bene6ts if possible. I intend to continue participating in the 401(k) defined bene6t plan through a prior employer (King & Spalding LLP), but the film ceasedmaking contributions upon my separationin 2003. 22. DO YOU HAVE ANY PLANS. CONMITMENTS. OR AGREEMENTS TO PURSUE OUTSIDE EMPLOYMENT, WITH OR WITHOUt COMPENSATION. DURING YOUR SERVICE WITH THE GOVERNMENT? n SO,PLEASEPROVIDEDETAILS. No. 23 AS FAR AS CAN BE FORESEEN,STATE YOUR PLANS AFIER COMPLETING GOVERNMENT SERVICE. PLEASE SPECEFICALLY DESCRIBE ANY AGREEMENTS OR UNDERSTANDINGS. WR]TIEN ORUNWRITTEN,CONCERNRgG EMPLOYMENr AFTERLEAVING GOVERNMENT SERVICE. nq PARTICULAR DESCRIBE ANY AGREEMENTS, UNDERSTANDINGS, OR OPTIONS TO RETURN TO YOUR CURRENT POSITION. I currently intend to retire after government service. I do not have any agreementsor understandingsregarding fUtureemployment. 24. IF YOU ARE PRESENTLY IN GOVERNMENT SERVICE,DURING THE PAST FIVE YEARS OF SUCH SERVICE, HAVE YOU RECEIVED FROM A PERSON OUTSIDE OF GOVERNMENr AN OFFER OR EXPRESSION OF INTEREST TO EMPLOY YOUR SERVICES AFrER YOU LEAVE GOVERNMENT SERVICE? IF YES, PLEASE PROVIDE DETAILS. No. 25. IS YOUR SPOUSEEMPLOYED? IF YES AND THE NATURE OF THIS EMPLOYMENT IS RELATED IN ANY WAY TO TIU POSITIONFORWHICHYOU ARE SEEKINGCONFIRMATION,PLEASE INDICATE YOUR SPOUSE’SEMPLOYER THE POSITION, AND THE LENGTH OF TIME THE POSITIONHAS BEEN HELD. IF YOUR SPOUSE’SEMPLOYMENr IS NOT RELATED TO THE POSITION TO WHICH YOU HAVE BEEN NOMINATED, PLEASE SO STATE. Yes. My wife’s employment (at Fairfax County Public Schools) is not related to the position to which I have beennominated. 26. LIST BELOW ALL CORPORATIONS. PARTNERSHIPS, FOUNDATIONS. TRUSTS, OR OTHER ENriTIES TOWARD WFUCHYOU OR YOUR SPOUSEHAVE FIDUCIARY OBLIGATIONS OR iN WHICH YOU OR YOUR SPOUSEHAVE FMD DIRECTORSHIPS OR OTHER POSITIONS OF TRUST DURING THE PAST FIVE YEARS. REDACTED 27. LIST ALL GEFTSEXCEEDING $1001N VALUE RECEIVED DURING TEn PASTFIVE YEARS BY YOU, YOUR SPOUSE,OR YOUR DEPENDENTS. (NOTE: GiFrs RECEIVED FROM RELATIVES AND GIFrs GIVEN TO YOUR SPOUSEOR DEPENDENT NEED NOT BE INCLUDED UNLESSTHE GIFT WAS GIVEN WITH YOUR KNOWLEDGE AND ACQUIESCENCE AND YOU HAD REASON TO BELIEVE THE Gwr WAS GrVEN BECAUSEOF YOUR OFFICIAL POSITION.) Tickets for my spouseand I to attend the Intelligence and National Security Alliance (INSA) Baker Award dinner in 2019. Tickets for my spouseand 1to attend the United StatesGeospatialIntelligence Foundation (USGIF) GEOGala Dinner in 2017 and 2018. 28. LIST ALL SECURITIES, REAL PROPERTY. PARTNERSHIP INTERESTS. OR OTHER IIWESTMENTS OR RECEIVABLESWITH A CURRENTMARKET VALUE (OR,IF MARKET VALUE IS NOT ASCERTAnqABLE, ESTIMATED CURRENT FAIR VALUE) IN EXCESS OF $1,000. (NOTE: THE INFORMATION PROVIDED IN RESPONSETO SCHEDULE A OF TIm DISCLOSURE FORMS OF THE OFFICE OF GOVERNMENT ETHICS MAY BE nqCORPORATED BY REFERENCE, PROVIDED THAT CURRENTVALUATIONSARE USED.) DESCRIPTION OFPROPERTY VALUE METHODOFVALUATION Please seemy OGE-278, which was completed using current valuations. 29. LIST ALL LOANS OR OTHERINDEBTEDNESS(INCLUDING ANY CONTINGENTLIABILITIES) IN EXCESS OF $10,000. EXCLUDE A MORTGAGE ON YOUR PERSONAL RESIDENCE UNLESS IT IS RENTED our. AND LOANS SECURED BY AUTOMOBILES, HOUSEHOLD FURNITURE, OR APPLIANCES. (NOTE: THE INFORMATION PROVIDED IN RESPONSETO SCHEDULEC OF THE DISCLOSURE FORM OF TIUE OFFICE OF GOVERNWNT ETHICS MAY BE INCORPORATED BY REFERENCE,PROVIDED THAT CONTINGENT LLABILITIES ARE ALSO INCLUDED.) NATURE OF OBLLGATION NAME OF OBLIGEE AA40UNT Please seemy OGE-278, which included contingent liabilities. 30. ME YOU ORYOUR SPOUSENOW IN DEFAULT ON ANY LOAN, DEBT, OR OTHERFINANCIAL OBLIGATION? HAVE YOU OR YOUR SPOUSEBEEN IN DEFAULT ON ANY LOAN, DEBT, OR OTHER FINANCiAL OBLIGATION ny THE PAST TEN YEARS? HAVE YOU OR YOUR SPOUSE EVER BEEN REFUSED CREDIT OR HAD A LOAN APPLICATION DENIED? iF THE ANSWER TO ANY OF THESE QUESTIONS IS YES, PLEASE PROVDDE DETAILS. No to all. 31. LIST THE SPECIFIC SOURCES AND AMOUNrs OF ALL INCOME RECErVED DURnqG THE LAST FIVE YEARS. INCLUDR(G ALL SALARIES. FEES. DIVIDENDS. nqTEREST. GIFrs, RENTS. ROYALTIES, PATENTS, HONORARLA,AND OTtER ITEMS EXCEEDING $200. (COPEESOF U.S. INCOME TAX RETURNS FOR THESE YEARS MAY BE SUBSTITUTED HERE. BUT THEIR suBNassioN IS NOT REQUIRED.) REDACTED 32. n ASKED. WILL YOU PROVIDE THE coNauiTiEE WITH COPHBSOF YOUR AND YOUR SPOUSE’S FEDERAL RqCOME TAX RETURNS FOR THE PAST TFnREEYEARS? Yes. 33. LIST ALL JURISDICTIONSIN WFHCHYOU AND YOUR SPOUSEFILE ANNUAL UVCOMETAX RETURNS. Federal Virginia 34. HAVE YOUR FEDERAL OR STATE TAX RETURNS BEEN THE SUBJECT OF AN AUDIT. INVESTIGATION, OR HqQUIRY AT ANY TIME? B so, PLEASE PROVH)E DETAUS, INCLUDING THE RESULT OF ANY SUCH PROCEEDING. No. 35. IF YOU ARE AN ATrORNEY. ACCOUNTANT. OR OTHER PROFESSIONAL.PLEASE LIST ALL CLIENTS AND CUSTOMERS WHOM YOU BnLLED MORE THAN $200 WORTH OF SERVICES DURING THE PAST FIVE YEARS. ALSO. LIST ALL JURISDICTIONS IN WHICH YOU ARE LICENSED TO PRACTICE. I have been in government service and have not billed any clients dwing the past five years. I am licensed to practice law in the District of Columbia (active), Colorado (inactive), and California (inactive). 36. DO YOU IVIEND TO PLACE YOUR FINANCIAL HOLDINGS AND THOSE OF YOUR SPOUSE AND DEPENDENT MEMBERS OF YOUR IhMEDIATE HOUSEHOLD IN A BLIND TRUST? IF YES. PLEASE FURNISH DETAILS. IF NO, DESCRIBE OTHER ARRANGEMENTS FOR AVOIDING ANY POTENriAL CONFLICTS OF INTEREST. No. My 6nancial holdings consist of diversi6ed mutual funds, real property, cash, and cash equivalents. As noted above in responseto Question 19 and as reflected in my Ethics Agreement, if confirmed, I will divest my interest in the Fidelity Defense and Aerospace Portfolio Fund no later than 90 days after my confirmation. I will continue to follow the advice of government ethics officials to addressany conflict-of-interest issuesthat mightarise. 37. IF APPLICABLE, LIST THE LAST THREE YEARS OF ANNUAL FINANCLAL DISCLOSUREREPORTS YOU HAVE BEEN REQUIRED TO FILE WITH YOUR AGENCY, DEPARTMENT, OR BRANCH OF GOVERNMENT. n ASKED, WILL YOU PROVIDE A COPY OF THESE REPORTS? I filed OGE Form 278 with the ODNI asa nominee in 2021. 1 filed OGE Form 278 with NGA in 2019. 2018, 2017, and plan to file my 2020 report before my extendeddeadline of July 1, 2021. I also 61ed the NGA Security Financial Disclosure form in 2021, 2020, and 2019. Yes, if asked,I will provide copiesofthwe reports. PART E- ETHICAL MATTERS 38. HAVE YOU EVER BEEN THE SUBJECT OF A DiSCEPLnqARY PROCEEDING OR CITED FOR A BREACH OF Emacs OR UNPROFESSIONALCONDUCT BY, OR BEEN THE SUBJECTOF A CON@LAINT TO, ANY COURT, ADMINISTRATIVE AGENCY, PROFESSIONAL ASSOCIATION, DISCnPLRqARY CONOvHTrEE. OR OTHER PROFESSIONAL GROUP? IF SO, PLEASE PROVIDE DETAILS No. 39. HAVE YOU EVER BEEN nWESTiGATED. HELD, ARRESTED, OR CHARGED BY ANY FEDERAL, STATE, OR OTHER LAW ENFORCEMENT ALrrHORITY FOR VIOLATION OF ANy FEDERAL STATE. COUNTY, OR MUNICEPAL LAW, REGULATION, OR ORDINANCE, OTHER THAN A MINOR TRAFFIC OFFENSE.OR NAMED AS A DEFENDANr OR OTHERWISE IN ANY INDICTMENT OR INFORMATION RELATING TO SUCH VIOLATION? EFSO, PLEASE PROVIDE DETAILS. No. 40. HAVE YOU EVER BEEN CONVICTED OF OR ENIERED A PLEA OF GUILTY OR NOLO CONrENDERE TO ANY CRMBqAL VIOLATION OTHER THAN A MnqoR TRAFFIC OFFENSE? IF SO, PLEASE PROVIDE DETAUS. No. 41. ARE YOU PRESENTLY OR HAVE YOU EVER BEEN A PARW ININIEREST nq ANY ADh4HNISTRATIVE AGENCY PROCEEDING OR CIVIL LITIGATION? IF SO, PLEASE PROVIDE DETAILS No 42. HAVE YOU BEEN nqTERVBWED OR ASKED TO SUPPLY ANY INFORMATION AS A WITNESS OR OTHERWISEIN CONNECTION WITH ANY CONGRESSIONALI}WESTIGATION, FEDERAL, OR STATE AGENCY PROCEEDnJG.GRAND JURY INVESTIGATION, OR CRIMINAL OR CIVIL LITIGATION IN TIn PAST TEN YEARS? UPSO, PLEASE PROVIDE DETAILS. As I recall, in 2015, 1 was interviewed by the NGA Office ofInslnctor Generalas a witness regarding an investigation about alleged misuse of government funds. Another attorney in the NGA C)fReeof General Counse] had provided legal advice about the matter. I believe those allegations were not substantiated. As I recall, in 2018 and 2019, 1 provided witness statementsto the NGA Office of Equal Employment Opportunity related to that office’s review of allegations of discrimination or unequal tImtrnent during the NGA promotion process. In my role as NGA General Counsel I had provided legal advice concerning the NGA promotion process,but I was not a voting member of the promotion panel at issueor the subject of the allegations. I believe the claims were not substantiated. 43. HAS ANY BUSINESS OF WHICH YOU ARE OR WERE AN OFFICER, DIRECTOR OR PARTNER BEEN A PARTY TO ANY ADh4nNISTRATiVE AGENCY PROCEEDING OR CRIMnqAL OR CIVIL LITIGATION RELEVANTTO THE POsrrION TO wracH YOU HAVE BEENNOMNATED? IF SO, PLEASE PROVEDEDETAES. (WITH RESPECT TO A BUSINESS OF WHICH YOU ARE OR WERE AN OFFICERYOU NEEDONLY CONSEDER PROCEEDINGSAND LITIGATION THAT OCCURRED wm,E YOU WERE AN OFFICER OF THAT BUSINESS.) No. 44. HAVE YOU EVER BEEN THE SUBJECTOF ANY INSPECTOR GENERAL INVESTIGATION? UPSO. PLEASEPROVHDEDETAns. No. PART F - SECURITYINFORMATION 45. HAVE YOU EVER BEEN DENIED ANY SECURITY CLEARANCE OR ACCESSTO CLASsiFmD INFORMATION FOR ANY REASON? IF YES, PLEASE EXPLAP{ IN DETAIL. No. 46. HAVE YOU BEEN REQUIRED TO TAKE A POLYGRAPH EXAbaNATiON FOR ANy SECURITY CLEARANCE OR ACCESSTO CLASSIFIED INFORMATION? IF YES, PLEASEEXPLAIN. Yes. I have beenrequired to take polygraph examinations as part of the routine security clearancebackground investigationsandreinvestigations. 47. HAVE YOU EVER REFUSEDTO SUBMIT TO A POLYGRAPH EXAMINATION? n YES, PLEASE EXPLAn{, No. PART G - ADDITIONAL INFORMATION 48. DESCRIBE IN YOUR OWN WORDS THE CONCEPT OF CONGRESSIONAL OVERSIGHT OF U.S rVrELLiGENCE ACTrVITEES. IN PARTICULAR, CHARACTERIZE WHAT YOU BELEEVETO BE THE OBLIGATIONS OF THE INSPECTORGENERAL OF THE wrELLiGENCE COMMUNITY AND THE INTELLIGENCECOMMITIEES OFTHE CONGRESS, RESPECTrVELY,IN THE OVERSIGHT PROCESS Congressionaloversight helps ensurethat intelligence activities are conducted in compliance with the Constitution and law, and are in keeping with our basic values. Congressional oversight by the intelligence committeesplays a critical role for the American people becauseintelligence activities by their nature often must be undertakenin secret. The IC IG helps enable Congressional oversight by keeping the intelligence committ®s fully and currently informed ofsignincant problems and de6cienciesrelating to programs and activities within the responsibility and authority of the DNI, and the necessity for, and progress of, corrective actions. In addition, the IC IG’s enacting statutelists specific mattersthat obligate the IC IG to immediately nodB' and report to the congressionalintelligencecommittees. Congressand IGs have a complementary oversight role and sharedresponsibility to help promote good and accountable govemment, ensure an efficient and effective IC, and be the eyes and ears for the American people bwause fUll aansparency is not possible. By doing so, Congressand IGs help foster trust and confidencein the IC. During my time as Acting Inspector Generalof the Intelligence Community, I believe I have demonstratedmy understandingof the importance of congressionaloversight by actively engagingwith the intelligence oversight committeeson multiple occasions. 49. EXPLAIN YOUR UNDERSTANDnqG OF THE RESPONSiBiLmES OF THE iNSPECTOR GENERAL OF THE IVIELLIGENCE CONn4UNITY. The Inspector General of the Intelligence Community takes a solemnConstitutional oath to supportand defend the Constitution of the United States against all enemies, foreign and domestic, and to bear true faith and allegiance to the Constitution. In accordance with this oath, the puson in this position must have an unwavering commitment to independentand objective oversight in order to strengthenthe IC in service to the Nation The specific dutia, responsibilities, and authorities of the IC IG are found in the Intelligence Authorization Act for FY 2010 [50 U.S.C. g 3033] andthe InspectorGeneral Act of 1978, as amended. The mission of the IC IG is to promote economy,efficiency, and effectivenessand to prevent and detect aaud, waste, and abuse in the programsandactivities within the DNI’s responsibilityand authority. The IC IG independently conducts audits, inspections, investigations, and reviews of programs or activities within the DNI’s responsibility and authority, and issuesreports that #equently contain recommendations for corrective actions. The IC IG also tracks the implmrentation of those conective actions. The IC IG is authorized to receive and investigate complaints or information from whistleblowers, and to conduct independentreviews of IC whistleblower reprisal claims. The IC IG keepsthe DNI and Congress appropriately informed regarding problems and deficiencies relating to programs or activities within the DNI’s responsibility and authority. The IC IG also serves asthe Chair of the IC IG Forrmr, The Forum members consist of the statutory and administrative IGs with oversight responsibility for an IC element The Forum provides a venue for coordination and collaboration regarding matters of common interest, questions of jurisdiction, and access to personnel and information that may affect more than one Office of the Inspector General. The IC IG also has specific authorities related to personnel and budget in order to help ensureadequate resourcing and appropriate independence. AFFIRMATION 1,THOMAS A. MONHEIM. DO SWEAR THAT THE ANSWERS I HAVE PROVIDED TO THIS QUESTIONNAIRE ARE ACCURATE AND COMPLETE. LDL I SIGNATURE OF THOMAS MONHEIM SIGNATUREOF NOTARY TO THE CHAIRMAN, SELECT COMMiTrEE ON INTELLIGENCE: In connection with my nomination to be the Inspector General of the Intelligence Community21 herebyexpressmy willingness to respondto requeststo appearandtestify before any duly constitutedcommitteeof the Senate. SIGNATURE OF THOMAS MONHEIM Z,o Z \ SIGNATURE OF NOTARY