SELECT COMMITTEE ON INTELLIGENCE UNITED STATES SENATE Tq ++ a D ;osi I ?) $ \n QUESTIONNAIRE FOR COMPLETION BY PRESIDENTIAL NOMINEES SELECT C-OMMI’I’TEE ON IN’FELLIG EINCE tJNITED STATESSENATE QUESTIONNAIRE FOR COMPLETION BY PRESIDENTIAL NOMINEES PART A - BIOGRA PIll( '..\1, IN FORXIAI'iON 1. FULL NAME Avril Danica Haines OTHER NAMES USED 2. DATE AND PLACE OF BIRTH' Born on August27, 1969.in New York City. New York CITIZENSHIP: 1am a U.S. citizen 3. MARITAL STATUS' Married 4. SPOUSE’SNAME: David J. Davighi 5. SPOUSE’SMAIDEN NAME IF APPLICABLE’ N/A 6. NAMES AND AGES OF CHILDREN: I have no children NAME A(i E 7. EDUCATION SINCE HIGH SCHOOL INSTITUTION University of Chicago Gcorgcto\\ n Uni\ crsily Law Center DATES ATTENDED DEGREE RE(•EIVED t)9/ 1988 to 06/ 1992 08/ 1998 to (15/2001 BA in physjcs JD DATE OF DEGREE (b/ 1992 05/2(x) 1 8. ENIPLOYNIENT RECORD (LIST ALL POSITIONS HELD SINCE COLI,EGE, INCLUDING MILITARY SERVICE INDI(' ATE NAME OF EN4PI.OYER.POSITION. TITLE OR DESCRIPTION. LOCATION, AND DATES OF ENIPI,OYMENT) ENIPLO\'ER POSITIONrrITLE LOCATION DATES PT Furxl. Inc (Presidential Transition ) Head of National Sccurit\' Polio and PlannIng II(i 1Constitution Avc WashIngton,DC t18/2fDtI-Present ColumbiaUniversjty ScniorResearch Sctx>lar Lecturerin La\\ a)5 W, 125'1' Strcct New'York. NY 1)9/2t) 17- 12/21)20 Dcput\- Director of Columbia World Projects f(}n a leave of absence since Jul\- :t120) (B/20 174)7/21)2t) Self-Emplo\neIll 1u as cornpcnsiltcd for consulting or advisory work for a number ofcntitics: ( 1) WcstE\cc Ad\ isors at 875 15'1'St N\\’ Stc 551).Washington. DC from October 2tll 7 to Jul\ 21120:(2) Palantir Technologies at 1(to Hamilton Avc, Palo Alto. CA from July 2t)17 to June 2tl2tl: (3 ) JohnsHopkins Uni\'crsil} Applied Physics Lab at 11llXI Johns HopkIns Rd, Laurel. MD from February 2019 to JIll\ 2112(>= t+) Orin Knrnrcr. 717 5'1'A\ c, Nc\\ York. NY in March 20 17: (S) Tikchau Capital from August 2f)18 to Jul) 2f)20: and (6) Carncgic Corporation of Nc\\' York. 1779 MassachusettsA\-c NW. Washington.DC in April and Ma) 2tl17. 1\vas also conlpcnsatcdfor a fc\t lecturesor for Fnnlcipating on Fmnclsor in intcn'ic\\-s from 2t)17 through to March 2t)21) FederalGovcrnllcllt Commissioner 29(XiCrystal Drive 09/2t ) 1 7-(19/2c12c) National Conrmission on Militar\-. National. and Public Scr\'icc FederalGovcmnlcnt Assistant to the Prcsidcnt 16(NiPcnns\ lvania A\'c N\V Principal Dcput}- National Sccunt}- Ad\-iscr t)1/2ti15-t)1/2017 FodcralGovcrnlncnt Deputy Director of thc CIA In(NiColonial Farnl Road McLean. VA 07/2t)13-t)1/20IS Fcdcnrl Government Deputy Assistant to the Prcsidcnt 16t)t)PcnIIs\ l\'anla A\ c NW Deputy Counsel to the Prcsidcnt Washington. DC 12/211it)-1)7/21) 13 NSC Legal Ad\ iscr FederalGovcrnmcnl Assistant Legal Ad\ iscr for Treat\ Affairs U.S. Dcpannrcntof State 22(iI C Street It)/21R)8- 1 1/2tllti Fcdcnll Go\•cnInlcnt Dcput} Chief Counsel ++6 Dirkscn SenateOffice Bldg 12/2(x)6.111/2111 )8 Scnatc Conunitlcc on Foreign Relations (Dctailcd fronr thc E\ccuti\'c) Fcdcnll Go\'crnnlcnl Attonu\ Ad\'iscr Dcput} Assistant Legal Ad\ iscr Gcorgcto\\n Uni\Crbit\ Lau Center Adjunct Profcssor U.S. Court of Aplrills For the Si.\th Circuit Judicial Clerk Tllc HagueCollfcnncc Legal Officer U.S. Dcpartlllcnl of State 22t)I C Slrcct It)/2tX)3- 12/21)116 61)tINew-Jcrsc\ Avc \\':IShinItIon. DC t)1/2t)lti-t)5/2tiIt I 221)Gene Sn\ der Counhousc ti8/2tx)24i8/2tlt)3 tltJ/2tX)8w 1 1/2tit 18 Louis\illc. KY On Pri\-iltc International I,a\\ 6. Sclrc\-cningscu cg 2517 KT 1’11cHa&tuc.NL t)'i/2tx)14)7/2tit)2 JudgeBucrgcntlral Intl Court of Justice RcscaNh Assistant PIper Mad)un Rudnlck & Wolfe LLP SunInlcr Associate Gcorecto\\ n Uni \-crsit\' ResearchAssistant 9. (i7/2tr)Idi9/21)(11 The PeaceP:llacc. The Hague 6225SnlilhAvc 05/2tXU)4)8/211tXI Ba Itlnlon, MD Ll\\ Center Self Enrplo} cd Adrian's BcDk Cafe Canugicplcin2 2517 KJ aNI Nc\\ Jcrsc\ Avc NW 1}6/ 19IJ94i5/2tXN) Washington. DC Sole Proprietor of a tDOkston cafe 71+ S. Broad\\ av 11/ 1992-08/1998 Baltinlon. MD GOVERN\tENTEXPERIENCE (INDICATE EXPERIENCEIN OR ASSOCIATIONWITH FEDERAL STATE. OR LOCAL GOVERNMENTS. INCLLiDING ADVISORY. CONSULTATIVE. HONORARY. OR OTHER PART-TI\IE SER\’ICE OR POSITION. DONOT REPEATINFORNIATIONALREADY PRO\'IDEDIN QUESTION8) While only quasI.go\'crnlncntal. to the cxtent this is responsive.I was the President of the Fclls Point Busincss Association front 1996-1998. an c\ccuti\'c board nlcntbcr of the Baltlnnrc East Harbor Enrpo\\ crnrcnt Zone arxl a member of the Ad\'iso£\ Council for thc Enlpo\\ cr Baltinnn Vlatugcmcnt Coponltion fronl 1995- 1998: and a board mcnIbcr of the Soclct\ for lhc Prcscr\ ation of Fcdcml Hill & Fells Point from 1997.1 'J98 Ki. INDICATE ANY SPECIAI,IZEDINTEI,LIGENCEOR NATIONAL SECURITYEXPERTISE\'OL’ HAVE ACQUIRED HAVING SER\'ED IN THE POSITIONSDESCRIBED IN QUESTIONS 8 AND,"OR9 When I n orked as a lawyer at the StateDeparlment. I spentmost of my time focused on treaties and the la\t of war or international humanitarian lau- and as a consequence. I developed expertise in the legal and policy frameworks through \\-hichthe United Statespromotes its national security and intelligence interests internationalIY As a lawYer for the Senate Committee on Foreign Relations. 1 \workedon a range of issues,including legislative matters related to law enforcement.armed conflict. nuclear non-proliferation. intelligence and corruption. During my time on Senatestall. I had an opportunity to learn hou-a dialogue between the political branches on these issues could result in better policy outcomes for the United States and approaches that were more sustainableover time becausethey had greaterbuy-in throughout the government Coming back into the Executive Branch. first as the head of the treaty offIce and then as the legal adviser to the National Securit\’ Council. I began to learn more about the intelljgence community. the specialized law that is relevant to intelligence activities, and spent a great deal of time focused on the legal and policy frame\barks that surround the use of force. intelligence collection, and co\’en action. As the Deputy Director of the (’cntral Intelligence Agency. 1 developed a deep understanding of the workforce. the operations. the budget, the structure of the intelligence conrnlunity, what it meansto be an intelligence otncial. and the extraordinary value of intelligence to our national security. foreign policy. and prosperity. 1 \\-asable to view firsthand. the imponancc of the principles of professional ethics for the intelligence community, which are fundanlental to the culture and successof the community and focus. as reflected in a document issuedby the ODNI in 20 14.on mission. truth. lau fulness, integrity, stewardship, excellence, and diversity. As Principal Deputy National Security Adviser, I gained experiencein driving policy and had an opportunity to observe tI-cIma ne\\' perspective the critical role played by the Director of National Intelligence as the head of the Intelligence Communitv and as the principal adviser on intelligence mattersto the President in that role. I also had an opportunity to become more familiar \\itn the value provided by every IC component across the government and how the DNI can help to align its etTonsto addressthe threats facing the United Statesand take advantage of the opportunities that presentthemselvesin order to furTherour national InterestS After leaving government. I worked principally at Columbia University on a program called Columbia World Projects and through that lens. and in work with the private and public sector more generaljy, I had an opponunit}’ to stepback and consider that in light of today's connectivity, mobility. and interdependence,many of the most concerning and likely threats for the United Statestend to be asymmetric and unconventionaland thus our work in the intelligence community has never been more important to the national security of the country – yet, to be successful, we have to understand and work u'ith ne\v partners and drive to\\ard a new level of innovation in our work. With the rise of empowerednon-stateactors. we must focus beyond state-to-state engagements and increasingly work with. among others. cities. states. the private sector.and academicinstitutions II. HONORS AND AWARDS (PROVIDE INFORMATION ON SCHOLARSHIPS. FELLOWSHIPS HONORARY DEGREES. MILITARY DECORATIONS. (-l\'ILI AN SERVICE CITATIONS. OR ANy OTHER SPECIAL REC'OGNITION FOROUTSTANDING PERFORMANCEOR ACHIEVEMENT) 2017 Agency Seal Medal 201 5 The Donovan Award for Excellence 2014 National Intelligence Distinguished Service Medal 2014 National Geospatial Intelligence Agency Award 2014 CIA Director’s An'ard 20 14 The Department of Treasury's Office of Intelligence Medallion 2013 Awarded the Agency Seal Medal 2010 Department of State’s Superior Honor Award 2009 Senior Executive Service Performance Award 2008 Washington International BusinessCouncil Award 2007 Department of State’s Superior Flonor Award 2006 Department of State's Superior Honor Award 2004 Department of State-s Superior Honor Award 1998 Award for Dedicated CommunitY Service in Baltimore Won City Paper’s Best of Baltimore award for Independent Bookstores in 1997 for Adrian’s Book Cafe 12. ORGANIZATIONAL AFFILIATIONS (LIST NIE\'IBERSHIPSIN AND OFFICESHELD WITHIN THE LAST TEN YEARS IN ANY PROFESSIONAL. Cl\1('. FRATERNAL. BUSINESS. SCHOLARLY. CULTURAL. CHARITABLE. OR OTHER SIMILAR ORGANIZATIONS) I didn’t list affiliations that are already covered above in section 8 ORGANIZATION Nuclear TTueatInitiative's Bio Ad\'iso cv Group OFFICE HELD DATES N'lcnrtxlr 02/2t) 18-prose„t Mcnlbcr (18/21 iI 7-prcscnt D.C,Bar Mcnrbcr 02/2(X13-Present Advisor\ Coul£il and the Governance Board for Mcmbcr 03/2018-£)7/2021i Mcrnbcr ltl/2t>18.t)7/2U2t) Anlcrican Bar AssociatIon-sStanding Conrmlttcc on Lau and NatIonal Sccurit\ National Sccurit\ ActIon World Econonric Forulrr's Global Future CouncIl on GcoFnlitics Ad\'isor\ Group con\ cncd b\ the Co-Chair U S Holocaust Nlclnonal Museum on Genocide Dctcrnlinations o+/2til 8.(>4/2C) 19 Tikchau (-apltal's Intcnutional Ad\'isoc\ Board Mcmbcr (18/2018-07/2020 Vodafone Foundation Tnlstcc t iS/211184)7/2020 S\ racusc Univcnih' Distinguished Professor of National Sccunt\ t )3/2(> 19-present PnIctlCC Rcftlgccs International Policy Ad\'isory Council Member II1/2019-present Hononlr\ Ad\ isor\ Comrnittccoftlx: Member 116/21) 18-present ForcigD Polic} prognrrn at the BrookIngs Institution Nonnsldcnl SenIor Fellow tH/20 19ri7/2t12t) Advisory Board for Foreign Polio- for America Mend>cr ti8/21)19-Q7/2020 Advisor\- Coulril for Net\\ OIL 21)/2ti Mcnrbcr t)9/2019-07/2ti2t) Board of the Obanla Prcsidcnc\ Oral History Project Special Advisor 08/21)19-present CSIS Tcclrnolog\ Co'Chair tH/2t12t)-07/20211 CSIS Ci\'ics Planning Group Mcnrbcr ti5/2ti2t)4)7/2tt2t) Task Force on Dcnrocnlc\ Co-Clmir 01/202114)7/2020 Leadership Council for Women in National Sccurit} and Inlclligcncc Task Fonc con\'cncd bv thc Alliance for Sccurillg Dcnncmc}- and supponcd b\ tIle (;crnun Milrslulll Fund AdvIsor) Board of Just Sccurit} blend>cr 1 1/21119-present Fairfax National Sccurit\ Solutions. LLC Consultant lo/2ti} 7-lt)/2t>18 I had an agrccnlc’nI \t tIll tltcnt hw 1\\cl\'c month\ but I dId ntrl cnd up tIlIIng (irlr (llns,ultillg and \tas tull tin a ret at tIer . Human Rights Institute at C-oluIIlbia Uni\'crsit} Senior Fellow (i')/201 7-t)7/2t)2t) NatIonal Sccurit\ Lau Progranrat Colunrblil UnI\crslt} Senior Fellow 09/201 7.07/202(1 ColulnbiaUni\ crsit\ Schoolof Intcnutlonal ald PubIICAffairs Senior Fellow It)/2t)174i7/2(121 i Center on Global Encrg,\ Polic} al C'olulnbla LJnl\cnit} Facull\ ArTlliatc t)3/2tit9-(i7/202t i National Comnrission on N'Illitar\ . National. and Public Scr\'lcc Conlnrissioncr 9/21) 17.9/2t )21) Center for a Nc\\ American Sccurit\' Board Mcnlbcr O1/2ti2fi-Pnscnt Carnegje Endow nlcnt for International Pcacc's Member 03/20 18-1)5/2021) EIIcr) ption \\'orking Group 13 PUBLISHED \\’RITINGS AND SPEECHES (LIST THE TITLES. PUBLISHERS.BLOGSAND PUBLICATION DATES OF ANY BOOKS. ARTICLES. REPORTS. OR OTHER PUBLISHED MATERIALS VOL.'HAVE AUTHORED ALSO LIST ANY PLIBLI(’ SPEEC'HES OR REMARKS\’OU HAVE MADE \\'ITHl\ THE LAST TEN YEARSFOR\\’HIGH THEREIS A TEXT. TRANSCRIPT.OR VIDEO). IF ASKED. WILL YOU PROVIDE A COPY OF EACH REQUESTEDPUBLICATION. TEXT. TRANSCRIPT.OR \'IDEO', See below all writings and remarks that I can recall that are responsive to the Committee’s request. In many cases.my remarks \vere informal and/or I spoke without written remarks prepared in advance and consequently there may be no hardcopy available but I will. of course, provide a copy of any requestedpublication, text, transcript. or video to the extent one is available June 9. 2020 – Webinar: Strengtheningthe Civic Fabric of the Nation at Brookings April 16. 2020 – ABA Podcast on Public Service and National Security March 6, 2020 – Keynote on cybersecurity at Tufts University February 18, 2020 – Decision-making and Technology Under the Nuclear Shadow at CSIS January 14, 2020 – ASIl' podcast on Intemational Law December2. 2019 – Rethinking the International Order at the JapanInstitute of International AfFairs June 19, 2019 – Pod Save the World May 28, 2019 – Lau'fare Podcaston cyber operations March 28, 2019 – Strengthening American Democracy Through Service hosted by the American Bar Association January23, 2019 – Intelligence Matters Podcast May 25, 2018 – Skulldugger\’ December 17. 2017 – International Law and US Role in the World November 13, 2017 Oxford Union Debate on Liberty and Security October 10, 2017 – Talk on North Korea at Brookings October 2, 2017 – Belfer Center Podcast March 6. 2017 – Speechat Rider University October 1S. 2016 – a talk at Yale Universjty on treaties June 14. 2016 – Speech commemorating World Refugee Day Sierra 1.COIIL’is N4ixt’d H/ar ( -r lille l-ribllttal iII /\ccc )I iNTAllll.I'l’Y Il iR A'l'Rf L'l’Fll'ls: NA I-l( )NAI. AND II\nI.:RNAI I( )N..\1. Rl..st11 'Rcl'\ 2003 (JaneStromsethed.) Articles and reports Trump's Politicization of ITS Intelligence AgenciesCould End in Disaster, April 28, 2020. FORI-:1(INPt II ICY NI At IA/ INI Famijy Separationpolicies hurt US global standing.leadership,June 7, 20 ] 8, AxI( )s By Any Other Name: Thoughts on U.S. Genocide Determinations, April 17. 20 19, C( NINCII.( )N FC)kI;It IN RI-:I..\'I-It)XS A Momentous Week for the Iran Nuclear Deal. May 18. 2017, Pl )1.1 rIC(} Reports on Regional Activism: The Mid- Atlantic Region.7 GI't ) J tIN Pt)VI':RIY L. & Pdifficult to ctntsirllctculitllcrtlatiollal legal h'tlmcv(3rkj-orc+'tmltrlercc')Thellraf\ HasIItet-oIIve+ltitnl tnt Jurlsdiclltnl LUltlIIte ltcct)gllillon atld l-'.IUI}rccnlcllt oI' I'-orcigll Judgmcltts III (-Itil (2002) alld ('tnutncrcial AItltt cl-b: /4 t-asc StUdY. 3 El 'Rt H’I;'\N BllsINI.:ss OR( i L, RI:v 157 Intl>acl tIf the lltlcrtlel tnt the .hldgnlclllx I)rtlject: -l'llottghts .tlr IIu I'nlurL’. I)rct. I )or. No. 1- of Feb. 2002. Special Commission of April 2002 on General AtTairs and Policy of the Hague Conferenceon Private International I.a\v avaIlable or \nyu hcch.net (’hoicc of (-ollrl Agrcenlelll\ iII llltcrllatillllal Irllgutlt)II: 'l'hclr I :scaIIa I.cgal I)rt)hlcnls to \t'hlc’h lbc\' (;Irc RiscIII lhc (-olllcrl oI-the IttIL’rImI cxl. I>rel.IhK. Nci.IN of Feb.2002.Special Commission of April 2002 on General Affairs and Policy of the Hague Conference on Private International Lau’ avaIlable al ul\'xv.hcch net Columbia World Protect ReporTS– on the Columbia World Projects website Decarbonization Report Inequality Repon EnergyAccessReport MaternalHealthReport CybersecuritvReport DisasterPreparedness Report Testimony While in government. I testified in closed sessionon a number of occasions before SSCI and HPSCI. Since I left government. I have testified threetimes and u-asinterviewed by SSCI once August 10. 2017 – Interviewed by SSCI staR on election interference Jujy 2018 – Testified in a closed-door sessionbefore SSCI December 5, 20 17 – Testified before the SFRC on treaties JanuarY 14, 2020 – Testified before the House Committee on Foreign AtTairs on Iran PARTB - OL'ALIFI(-A'FIONS 14. QUALIFI('ATIO XS (DES(-RIBE \\’H\’ \-or BELIE\’E YOLTARE QUALIFIED TO SERVEAS THE DIRECTOROF NATIONAL INTELI,IGF\CE) I have worked for close to t\\o decadeson difFerentaspectsof national security. intelligence. and foreign policy matters and through those experiences.developed e\tensive national security expertiseboth as a junior otTicer and as a leader. I have seivcd in all three branchesof the U S government.have worked as a la\\yer. a polic\’maker. and an intelligence offIcial. and have worked in several different executive branch entities I have a rich understandingof ho\v to leveragedifTerent parts of the U S. government to serve U.S, national security interestsand the various legal and policy frameworks through which the United Statespromotes its national security and intelligence interests. I have worked within the intelligence community and have beena customer of the intelligence community, and thus have a sensenot only of how the conrnlunit\’ operatesbut also an understandingof the c\pcctations of the national security comnlunit\' outside of the intelljgence conlmunitv and ho\v best to serve their national intelligence needs I have \\ orked with budgetsin and out of government. have management experience. and have u'orkcd with international pallncrs, to achieve results for the United States PART C - POLITI(-AL AND FOREIGN ,'\FFll,IA-rlONS 15 POLITICAI. ACTI\'ITIES (LISI' AN\' \1FNl131{RSHIPS OR OFFICESHI.:1.DIN OR FINANCIAL C-O\1-RIBU-TIONS OR SER\"ICES RLXDERI=D TO. AN\- POLITICAL PART\'. ELECTION CONI\111-1-1-iE. POLITICAL ACTIONco\INlITrEE. OR INDl\'IDLTAl. CANDIDATE DURINGTHE LAST TEX yEARSS Contributions Jainlc Harrison for US Sclutc S2St).tR) 3/2020 Biden for President $2t)t).tx) KIm/cl for Congress $5(x).titi lti/2019 Scott Coolxr for Congress $25(1.1NI 6/2019 Dan for Colonldo (Dan Baer for Congress) 5251).tR) (u/21)19 ACTBI.ur $2t).tx) 11/2017 Hclnrcr for Congress $25ti,ao11/2t)17 Obanra For Anrcnca S5tRI.Ii(i 11/2t)12 Obanu For Anrcnca $5t}t1.tlti lti/2tXi8 i ! 1/19/2t>2t> I Additionally. I worked as a volunteer for the Biden campaignin 2008 in la\va. servedon the President Elect's canrl)aign as part of an informal group of senior advisors on national sccurit\ and was the Head of National Security Policy and Agency Review for the Presidential’rransition in 2020 16 CANDIDACY F(JR PUBLIC OFFICE (FURNISH DETAILS OF ANY (-..\NDIDACY FOR ELECTI\’E PUBLIC OFFICE) I have never run for electi\'e public otllce 17 FOREIGNAFFILIATIONS (NOTE QUES'I-IONS 17A AND B ARE NOT LINIITE 1) '1’ORELATIONSHIPS REQLTIRIXG REGIS'FRATION L'NDFR THE FORi:1(;\ AGENTS REGISTRATION ACT QL’ESTIONS 17.'\.BqAND(' DO\OT (' 4141. 1;OR A POSITI\'ERESPONSE IF THE REPRESE\1'A'l-io\ OR 'l-R,.\xs,.\(-'rlON \\' AS ..\L;THORIZED B\- THE UNITED S-1-'\TES GOVERNMENT IN CONNE('-rlON WITH \'OUR OR YOUR SPOUSE’S ENIPI.OYNIENT IN GO\-ERNMENT SER\’l('E.) A HAVE YOU OR YOt JRSPOUSEE\’ER REPRESENTEDIN ANY CAPACITY (E G ENIPLOYEE, ATTORNE\', OR POLITICAL/B(JSINESSCONSULl-ANT). WITH OR WITHOUT CO\IPI':NSATION, A FOREIGNGO\’ERN\IENT OR AN ENTITY CONTROLLED B\' A FOREIGNGO\-ERN\IENT' IF SO,Pl.EASEFLILL\’ DESCRIBE SUCHRELATIONSHIP No B. HAVE ANY OF YOUR OR YOUR SPOUSE’SASSOCIATES REPRESENTED. IN ANY CAP.-\C11-\’. WITH OR \\’ITHOI TTCO\IPENSATION. A FOREIGN GOVERNMENT OR AN ENTITY CONTROLLED BY A FOREIGNGOVERNMENT? iF SO. PLEASE FULLY DESCRIBE SUCH RELATIONSHIP Neither I nor my spouse have represented foreign governments in any capacity I have. hone\’er, servedon boards and in organizations u'ith former governmentoffIcials Specificaljy. I served on an international advisory board for Tikehau Capital from August 2018 to Jujy 2020 with other former go\'ernnrent officials. including several former Ambassadors. I also served on the Vodafone Foundation Trustee Board from August 2018 to Jul\' 2020. u hich had a few-former foreign officials and since February 2018. 1have been a member of the Bio AdvisorY Group for the Nuclear Threat Initiative. was on the World Economic Forum's Global Future Council on Geopolitics from October 2018 to July 2020. and sinceOctober 2019, 1have been on the RefugeesInternational Policy Advisory Council – again u'ith some former foreign of}lcials. I would be happy to provide you with the namesof thoseindividuals should that be useful I also servedas a Nonresident Senior Fellow for the Foreign Policy programat the Brookings Institution from August 2019 to July 2020: as an adjunct professorat Georgetown University Law Center in 2008 and 2010. and at Columbia Universjty for the last few yearsand in eachof these institutions, there are a number of foreign government officials \ThO serve as experts, teachers,or staff. Furthermore, when I worked for a year at the Hague Conference on Private International Law which is an intergovernmental organization. from the summer of 200 ] to the summer of 2002, a number of associateswho worked for the conferencewere former forejgn onlcials. In the summerof 200 1. 1 also worked for the American judge on the International Court of Justice, Thomas Buergenthal. and the other judges on the court u'ere mostly former foreign ofTicials of the governments that appointed them to the court, though I had extremely little contact with them C DURING THE PAST TEN YEARS. HA\-E \’OL' OR YOUR SPOUSE REC'EIVED ANY COMPENSATION FRo\ t, OR BEEN IN\'OL\’ED IN ANY FINANCIAL OR BUSINESSTRANS.'\(-'l'IONSWITH. A FOREIGNGO\’ERNMENTORANY ENTITy CONTROLLED BY A FOREIGN GO\'ERN\{ENT') IF SO, PLEASE PRO\’IDE DETAILS No D. HAVE yOU OR YOUR SPOUSE Ii\'I:R Rl-:(;ISTERED tFNDl-:R THE FOREIGN AGENTS REGISTRATION A(''F'> IF SO. PLEASE PROVIDE DE’FAILS No 18 DESCRIBl: ANY LOBBYING ACTIVITY DURING THE PASTTEN YEARS.OTIIER THAN IN AN OFFI('I Al. U S GO\'ERN\IENT (’APACIT\', IN \V}llCH YOU OR YOUR SPOUSEH .,\\’E EN(iAGED FOR THE PLTRPOSE OF DIRECTI, Y OR INDIRECTLY INFLUEN(- IN(i THE PASSAGE. DEFEAT. OR \lODIFI('Al-ION OF FEDERAL LEGISI+ATIO\. OR FOR THE PL7RPOSE OF AFFE(’TINGTI IE AD\IINISTRATION AND EXli(’tiTIO\ OF FEDERAI, LA\\’ OR PtJBI.I(' POLICY None PART D - FINANCIAI, 19 DIS(-LOSIT RE AND COXFLI(-T OF INTEREST DES(’Rl131 : A\Y ENIPI,OY\iENT. BUSINESSREI.ATiONSHiP, FINANCIAL TRANS.A('’I’lO\. IN\’EST\IENT. .4SSC)(-IATIO\. OR ACTI\’ITY (IN(’l_UDING. BUT NOT LINIITt'iI) TO. DEALINGS WITH I'HE FEDERAL GO\’ERNNIENT ON YOUR OWN BEH Al'F OR ON BEHALF OF A CLIENT). WHICH COIJLD CREATE. OR APPEAR TO CREATE. A CONFLICT OF INTEREST IN THE POSITION TO \\'HI('H YOU HAVE BEI:\ NOMINATED None. My financial interests consist of diversified mutual funds. real property and cash or cash equivalents I will follow the advice of governmentethics officials to addressany connict of interestissuesidentified 20. DO YOU INTEND TO SE\'ER ALL BL.'SINESSCON\'ECTIONS \\’l’l'H YOUR PRESENT EMPLOY ERS, FIRNIS, BUSINESS ASSO(IIATES .4XI)/'OR PARTNERSHIPS. OR OTHER ORGANIZATIONS IN TIIE EVENT THAT yOU ARE CONFIRMED BY THE SENATEq IF NOT, PLEASEEXPLAIN I intend to sever all business connections in the event that I am confirmed 21 DESCRIBETHE FINANCIAL ARRANGEMENTS\’OL : HA\’E MADE OR PLAN TO MAKE. IF YOU ARE CONI'-iRXII{D. IN (-O\'\Tj':(-'l'ION \\'ITt{ SE\’ER.ANCEFRO\{ YOUR CURRENT Posi-ri( JN PLEASE IN(’l_LTDESE\'ERAN(’E PA\’. PENSION RIGHTS, STOCK OP’rio\'s. DEFERRED INCONIE ARRANGENtE NTS. AND AN\ AND ALL CONIPENS.-\' FIt)\ THA-I-\\’ILL OR \ll(ilIT BE RE(-El\"EDIN THE FUTtJRE AS A RESt ILT OF YOt JR CtIRREN-r BUSINESS OR PROFESSIONAL RELATIONSHIPS I plan to continue to participate in Colunrbia tJni\’ersity's Tl AA Retirement Plan for OfTicers and TIA A VOluntarY Savings Plan so long as the appropriate ethics ofFicials approve such participation I have no severance pay. pension rights, stock options or deferred income arrangcnlcn ts with any employer or former employer. 22. DO YOt i HAVE ANy PLANS. COXI\IIT\IENTS. OR AGREENIEN'FS TO PURSUE OUTSI I)[ ENIPLO\’NIENT, WITH OR \\’ITHOUT CO\IPENS ATION. DURING YOUR SERVICE WITH THE GO\'ERN\IENT'? IF SO.Pl.EASE PRO\’IDE DETAII,S. No 23 AS FAR AS CAN BE FORESEEN.STATE YOUR PLANS AFTERC'O\1PLETiNG GOVERNMENT SERVICE. PLEASESPECIFIC ALLY DESCRIBEANY AGREEMENTS OR UNDERSTANDINGS.\\rRiTTEN OR trN\\’RITT EN. CON('l-:RNIN( i E\ IF THE ANS\VER TO ANY OF THESE QUESTIONS IS YES. PLEASE PROVIDE DETAILS We are not in default on any loan, debt. or other financial obligation but a few years ago, we had a dispute with Foundry Lofts. our landlord at the time, over money they claimed to be owed ($629 27) for 10 days rent in October 2017. after our leasehad expired and after we had vacated the aparlment While \ve continued to have discussions wIth the company to try to straighten out the bill. Foundry Lofts referred the bill to a collection agency and eventualjy. rather than continue to disF;utcthe claim. we paid it in October 2018. Finally, I have been refusedcredit – when I first started the bookstore caf6 at the end of 1992. and applied for a business loan for the business.I was turneddo\\ n 31 LIST THE SPECIFIC SOURCES AND AMOUNTS OF ALL INCOME RECEIVED DURING THE LAST Fl\'E YEARS. INCLt IDING ALL SALARIES. FEES Dl\’IDENDS. I\TERI':ST. GIFTS. RENTS. ROYAI_TIES. PATENTS. }IONORARIA. AND OTHER ITE\IS EXCEEDING $200. (COPIESOF L'.S.INCONIE TAX RETL'RNS FOR THESE \’EARS \IAY BE SLTBS-FITCTED HERE. BUT THEIR SUBNllSSION IS NOT REQUIRED ) INFORMATION REDACTED IF ASKED. \\’ILL \'OL' PRO\'IDE THE (-O\IN{ITTEE \\’ITII (-OPIES OF YOUR AND YOUR SPOL'SE'S FEDERAL INCOME TAX RETURNS FOR THE PAST THREE YEARS? Yes LIST ALL JURISDICTIONSIN \WHICHYOU AND YOUR SPOUSEFILE ANNUAL INCOME TAX RETL’RSS In the last few years, we have fIled tax returns in the following jurisdictions New York Maryjand WashingtonD.C And for calendaryear 2020 taxes, I will need to file in Virginia 34' HAVE yo[ ’R FEDERAL OR STATE TAX RETURNS BEEN THE St'’BJECT OF AN AUDIT. INVESTIGATION. OR INQLTIRYAT ANY TINIE? IF SO.PLEASEPROVIDE DETAILS, iN(-LUDi\O THE RESULT OF ANY SUCll PROCEEDING No 35. IF YOU ARE AN ATTORNEY. ACCOtJ’NTANT.OR OTHER I)ItOFESSIONAL PLEASE LIST ALl' (-l.IENTS AND (’LISTO\{ERS \\’HO\{ YOU BILLED MORE THAN 5200 \\’ORTll OF SER\’l('ES DL'RING THE PAST FI\-E YEARS ALSO. LIST ALL JURiSDI("l'iONS IN WHICH YOL' ARE LICENSED TO PRACTICE I am a lawyer and a member of the DC- Bar, but I have not \Forked as a lawver and therefore have had no legal clients in the last tlve years I have, hou e\'er. also been a consultant and lecturer, and have had the foIIo\ring clients and customers WestExecAdvisors N4icrosoft JP Nlorgan Chase Open Philanttrrop}’ Project Palantir Tikehau Capital Johns Hopkins Applied Physics Lab Orin Kramer Facebook UniversitY of Chicago CarnegieCorporation Center for a \eu American Security Duke UniversitY Johns Hopkins SAIS CamE>den Conference Dartmouth Trustees NY Historical Society RAND Corporation Uber Technologies Centerfor Strategic& InternationalStudies 36 DO yOU INTEND TO PLACE YOUR FINANCIAL HOLDINGS AND THOSE OF YOUR SPOUSE AND D[PENDl{\T \IENtBERS OF I'OL'R l\l\IEDIATE HOUSEHOLD IN A BLIXI) TRUSTq IF YES. PLEASEFURNISH DETAILS IF NO, DESCRIBEOTHER ARRANGEMENTS FOR AVOIDING ANY POTENTIAL CONFLICTS OF INTEREST No. Mv financial interests consist of diversified mutual funds. real property and cash or cash equivalents. I will follow the adviceof governmentethicsofficials to addressany conflict of interestissuesidentified 37. IF APPLICABLE.LIS'l-THE LAST THREEYEARSOF ANNLIAL FIXAN(-IAL DISCLOSURE REPORTS YOU HA\’E BEEN REQUIRED TO FILE WITH YOUR AGENCY, D[PARTNll•INT. OR BRAN(’II OF GO\’ERNNIENT IF ASKED. WILL YOU PROVIDE A COPY OF THESE REPOR’I'S') I have had to file OGE 450 n nancial disclosureforms as a consequenceof my role on the National Commission on \lilitan'. National, and Public Serviceand if requested,I will provide a copy of these reports to the Committee PART E - ETHICAL NIA’Fl’ERS 38. HAVE \’OU EVER BEE\ THE StIBJECT OF A DIS(’IPLINARY PROCEEDING OR CITED FOR A BREACH OF ETHICS OR U\PROFIISSION AL CONDUCT BY, OR BEEN THE SUBJECT OF A CONIPL AINT TO, ANY COURT, AD\IINISTRATI\'E AGETNC\’.PROFESSIONAL ASSO('l.,\1'10N. DISCIPLINARY ('OMMiTTEE. OR OTHI:R PROi;ESSiONAI. GROI TP'l ll'’ SO. Pl.liASE PROVIDI': DETAII'S No 39 HA\'E l’OtT F\'F.R BEEN IN\’l':STIG Al-ED. I IEI. D. ARRESTED, OR (-IIAR( iIID BY A\\' FEDERAI_. STATE.OROTill IR I.A\\' FNFOR('l!\tlIN-T'At -TllORITY l:OR \’lOI..’\'FIO'X OF AN\’ 1•'EDERAI,ST.'\TE. COLINT\’, OR M tIN I('IPAL LAW REGt ’I. '\TION. OR ORDiNAN('E. O’I-HER ’I-HAN A \lINOR TRAFFI(' OFFENSE. OR NA\11iD AS A DEFENDANT OR OTHER\VISE IN ANY INDICTMENT OR INFOR\IATION RELATING TO SUCll \"lOI.ATION’? IF SO, Pl.EASE PROVIDE DETAILS No al HA\'E YOU E\'ER BEEN CON\’ICI-ED OF OR ENTERED A PLEA OF GUILTy OR NOLO CONTENDERETO AN\' CRIbIIN AL \'’IOLATION OTHERTHAN A MINOR TRAFFIC OFFENSE?IF SO.PLEASEPRO\’IDEDETAII,S No +l. ARE YOU PRESENTL\' OR HAVE YOU E\'ER BEEN A PART\- IN INTEREST IN ANY ADMINISTRAT1\'R AGENCy PROCbEDINGOR CIVII. LITlb ATION'.' IF SO.PLEASEPROVIDE DETAILS No 42 HAVE YOU BEEN INTER\’IE\TED OR ASKEDTO SUPPLYANY INFORMATION AS A WITNESSOR OTHER\VISE IN CO\\[:('TiON \TIT II ANY CONGRESSIONAL IN\'ESTIGATIOX. FEDERAL. OR STATE AGENCY PROC'EEDIXG. GRAND JtIR\' IN\’ESTIGATION. OR CRI\IIN AL OR CIVIL LiTIGATION IN THE PASTTEN YEARS') IF SO.PLEASEPROVIDEDETAILS Yes – I was inter\’len ed by SSC-1 staff and testified in a closed-door session before SS('I in associationwith the conrlnittce's inquiry into Russianintelligence activities +3 HAS ANY BUSIN}':SS 01; WHICH YOU ARE OR \\' I.:RE A\’ OFf;I('I:R. DIRECTOR. OR PARTNER BEEN A PART\’ TO AN\' ADMINISTRATIVE AGENCY PRO('I--F.DING OR CRIMINAL OR CIVIL LITIGATION RELl{\’ANT TO THE POSITIONTO \VHICH \’OL' HAVE BEENNONIINATED'?IF SO PLEASEPROVIDI':DETAII.S €\\’ITH RESPECTTO A 131'SIXFSSOF WHICH yOU ARE OR \VERE AN OFFICER. VOI : NEED ONI.Y CONSIDER PRO('1':1:1)INGS AND LITIGATION THAT OC'(-URRED WHILE YOU \\'ERl= AN OFFICEROF THAT BUSINESS) Not to the best of my kno\\'I edge ++. HAVE YOU EVER BEEN THE SUBJECTOF ANY INSPECTORGENERAL INVESTIGATION'.' IF SO PLEASE PROVIDE DETAILS No PART F - SE(-U RI'T\' IN FORNI A’FIOS +5. HAVE YOU EVER BEEN DENIED ANY SECLIRITI' CLEARANCE OR ACCESSTO CLASSIFIED INFORMATION FOR ANY REASON? IF YES. PLEASEFXPl' AIN IN DETAII. No +6. HAVE YOt ' BEEN REQUIRED TO TAKE A POLYGRAPH EXAMINATION FOR ANY SECURITY CLEARANCE OR ACCESSTO CLASSIFIED INFOR\IATION'’ IF YES. Pl.EASE EXPLAIN Yes – I took a polygraph as pan of my onboardinginto the CIA as Deputy Director +7. HAVE YOU EVER REFUSEDTO SUBMITTO A POLYGRAPHEXAMINATION? IF YESBPLEASE EXPLAIN No PART C - ADD I’FIONAI, IN FOR)i ATiON +8 DESCRIBE IN YOUR O\\’N \\'ORDS THE CONCFPTOF CONGRESSIONAI.OVERSIGHT OF U S INTELLIGENCEACTIVITIES iN PARTICtl[ AR. C}{ARACTER17E\\’HAT VOLTBEI.IF\'E TO BE THE OBLIGATIONS OF THE DIRECTOR OF NATIONAI. INTEl+1 IGEN('f'. AND 'F}ll': INT 1':1.11(iI•:N(•E COMMiTrEES OF THE CONGRESS.R[-:SPECI-I\’EL.\-.IN TH I.:O\’[!RSIGH T'PROCESS I believe that effecti\'e congressionaloversight is critical to the Intelligence Community. In general. when it comes to activities that must be conducted secretly. such as certain aspectsof military operations and intelligence activities. the appropriate committees in the Congress \\ ith accessto rele\'ant classifled information neededto provide oversight. are expected to ensurethat the Executive Branch is held accountable and that its programs are being reviewed appropriately for lawt’ulness. are ethical. and are wise This is particularly important in light of the fact that the public does not haveaccessto this infonnation and consequentlymust rejy on their congressional representati\'cs' judgment and engagement to efFectivejy oversee the executive branch's activities in this realm As renectedin the la\\. the Director of National Intelligence has a responsibility to ensurethat the congressionalintelligence committees are kept fuljy and currently informed of 1' S intelligence activities. including any signifIcant anticipated intelligence activity, so as to allow the conrlnittees to fulfill their oversight responsibilities. 49 EXPLAIN YOt 'R UNDERs-rANDiNG OF THE RESPONSIBILl’l'iES OF THE DIRECTOROF X’ATIONAL INTELLI(jEN(-E ne Director of National Intelligence serves as the head of the intelligence communitY (IC); overseesMe integradon of its intelligence functions; overseesand directs the implementation of Ge National Intelligence Program budget, as well as the support the IC provides to decisionmakersacrossthe government; and servesas the principal intelligence adviser to the President- I I I I AFFIRMATION I, AVRIL DANICA HAINES,DO SWEARTHATTHEANSWERS I HAVE PROVIDED TO THIS QUESTIONNAIRE ARE ACCURATE AND CONPLETE. !).&@Lqo\zoZO SIGNATURE OF AVRIL DANICA HAINES (Date) a/=>z"of:’ “‘ f\:\[I;}) i / i :••1:::: 1: E=•••• ••= nT: IF f a PUn_iC 1%oIo R = 1C:11 p + : a o ) ; 3 3 +noj H H; al:p SIGNATURE OF NOTARY TO THE CHAIRMAN, SELECT COMMITTEE ON INTELLIGENCE: In connectionwith my nomination to be the Director of National Intellrgence, I hereby express my willingness to respond to requests to appear and testify before any duly constituted committee of the Senate. SIGNATURE OF AVRIL DANICA HAINES Date: hz.c h.,L.A a9 ZoDO 1