SELECT COMMITTEE ON
INTELLIGENCE
UNITED STATES SENATE

QUESTIONNAIRE FOR COMPLETION BY
PRESIDENTIAL NOMINEES

SELECT COMMITTEE ON INTELLIGENCE
UNITED STATES SENATE

QUESTIONNAIRE FOR COMPLETION BY
PRESIDENTIAL NOMINEES

PART A • BIOGRAPHICAL INFORMATION

1.

NAME: David James Glawe

2.

DATE AND PLACE OF BIRTH; January 13,1970 and Davenport, Iowa

3.

MARITAL STATUS; Married

4.

SPOUSE'SNAME;

5.

SPOUSE'S MAIDEN NAME IF APPLICABLE; N/A

6.

NAMES AND AGES OF CHILDREN;

[INFORMATION REDACTED]

NAME

[INFORMATION

7.

REDACTED]

EDUCATION SINCE HIGH SCHOOL;

DEGREE RECEIVED

DATg QF DEGREE

INSTITUTION

DATES ATTENDED

Davenport North High School
Universityof North«n Iowa

I98S-I988

Diplonm

June 1988

1988-1992
2015

Bact»lor of Arts
Certificate

May 1992
August 2015

Harvard University

8.

EMPLOYMENT RECORD (UST ALL POSITIONS HELD SINCE COLLEGE, INCLUDING
MILITARY SERVICE. INDICATE NAME OF EMPLOYER, POSITION, TITLE OR DESCRIPTION.
LOCATION, AND DATES OF EMPLOYMENT.)
EMPLOYER

Per Mar Security Services
Houston Police Department
Aurora Police Depaitmem
VAUC/American General Financial

Aurora Police Department
United States Postal Inspection Service
Federal Bureau of Investigation

POSITIONn^ITLE

location

PATES

Investigator

Davenport, Iowa

Police Officer
Police Officer
Financial Advisor
Police Officer

Houston, Texas
Aurora, Colorado
Denver, Colorado
Aurora, Colorado
Denver, Colorado

06/1992 to 10/1992
11/1992 to 12/1996

Federal Agent

12/1996 to 01/2001
01/2001 to 02/2002
02/2002 to 06/2002
06/2002 to 03/2004

Special Agent/Supervisor Multiple Locations 03/2004 to 12/2014

US Customsand Border Protection
Department of Homeland Security
Executive Officeof the President

Chief Intelligence Officer Washington. DC
Acting Under Secretary Washington, DC
Spec. Asstto the President Washington, DC

12/2014 to 01/2017
01/2017 to 03/2017
03/2017 to current

9. GOVERNMENT EXPERIENCE (INDICATE EXPERIENCE IN OR ASSOCIATION WITH FEDERAL,
STATE, OR LOCAL GOVERNMENTS, INCLUDING ADVISORY, CONSULTATIVE, HONORARY, OR
OTHER PART-TIME SERVICE OR POSITION. DO NOT REPEAT INFORMATION ALREADY

PROVIDED IN QUESTION 8):

All government experience and associations listed in response to questioneight.
10. INDICATE ANY SPECIALIZED INTELLIGENCE OR NATIONAL SECURITY EXPERTISE YOU HAVE

ACQUIREDHAVING SERVED IN THE POSITIONS DESCRIBED IN QUESTIONS 8 AND/OR 9.

1acquired significant operational experience leading andparticipating in major intelligence andnational security
related investigations and operations. Asa Special Agent, I led and supported many high-profile terrorism and
national security investigations, exercising the full range of investigative techniques,authoritiesand activitiesin
a variety ofcapacities to itmludecase agent, JTTF member, and SWAT Team member. I also led and
participated in multi-agencyteamsaddressingterrorism threats to the homeland and US interests abroad with a
particularfocus on AQ and al-Shabaabin the Horn of Africa, Countning Violent Extremism, Domestic
Terrorism,and Terrorist Finance Operations.

1also acquired expertise developing and implementing policy oa significant intelligence and national security issues.

As tte Deputy NIM for Threat Finance and Transnatioi^ Organized Crime, 1t»lped oversee and integrate all
aspects of the IC's collection and analytic efforts regarding Threat Finance andTratKnational Organized crime.
1also served asthe DNl'ssenior executive advisor onthese topics. During my tenure, 1developed, authored
and led a pilot codename "FIXIIT"which created thetechnical, analytic and legal/policy solutions for bulk
financial data for the Imelligence Community. The pilot createdClassified and Unclassified "cloud" technical
environmentfs) for information sharing, and normalizirtg and standardizing structured/unstructuredbulk data fm

exploitation and entity resolution to identify unknown illicit networks. I also audiored the Unified Intelligence
Strategy, which servesas the IC's strategic financial intelligence collection policy for counterterrorism, counter
proliferation, counterintelligence and transnational organized crime. Partnered with the White House National

Security Staffto author andlead a strat^c policy and tactical collection of financial intelligence and
information sharing with law raforcement, foreign partners and intelligence organizations in an emerging high
risk cotmtry and region.

I also acquired experience leading a large and complex intelligence organization with a mqjor national security
mission. As tte Assistant Conunissioner andChief Intelligence Officerof US Customsand BorderProtection,

1developed, coordiruted and directed the full range ofintelligence-driven tolerations and ca^iabilities in sio^rt
of CBP's primary mission to secure America's borderswhile frwilitating legitimatetrade and travel. Some
highlights include serving as the Executive Agent frir CBPsignals and geospatial intelligence collection, as well

asthe approval authtmty for CBP's classified opoations with IC andDOD parmers. 1also developed and

deployed CBP's Confidential Human Source arid Field Intelligence Grotqi programs, changing the way

intelligence iscollected, analyzed, and disseminated back outtooperators in support ofDHS's border security

mission.

11. HONORS AND AWARDS (PROVIDE INFORMATION ON SCHOLARSHIPS. FELLOWSHIPS.
HONORARY DEGREES. MILITARY DECORATIONS, CIVIUAN SERVICE CITATIONS, ORANY

OTHER SPECIAL RECOGNITION FOR OUTSTANDING PERFORMANCE OR ACHIEVEMENT):
• National Intelligence Superior Service Medal and Citation
• US Attorney's Office Meritorious Public Service Award
• USPS Postal Inspector "Rookie of the Year Award"

12. ORGANIZATIONAL AFFILIATIONS (LIST MEMBERSHIPS IN AND OFFICES HELD WITHIN THE
LAST TEN YEARS IN ANY PROFESSIONAL, CIVIC, FRATERNAL, BUSINESS, SCHOLARLY,
CULTURAL, CHARITABLE, OR OTHER SIMILAR ORGANIZATIONS);
ORGANIZATION

OFFICE HELD

DATES

No known affiliations of this type.
13.

PUBLISHED WRITINGS AND SPEECHES (LIST THE TITLES, PUBUSHERS, BLOGS AND
PUBUCATION DATES OF ANY BOOKS. ARTICLES, REPORTS, OR OTHER PUBLISHED
MATERIALS YOU HAVE AUTHORED. ALSO LIST ANY PUBLIC SPEECHES OR REMARKS YOU

HAVE MADE WITHIN THE LAST TEN YEARS FOR WHICH THERE IS A TEXT, TRANSCRIPT, OR

VIDEO.) IF ASKED, WILL YOU PROVIDE A COPY OF EACH REQUESTED PUBLICATION, TEXT.
TRANSCRIPT, OR VIDEO?

•

I provided an interview to NBC News regarding border security and tlu Office of Intelligence at CBP
(Recorded October 2016, Aired January 2017).

• During my tenure at CBP, I provided many employee communications on the DHS intelligence enterprise,
counterinteUigence/insider threat, and the Confidential Humm Sources programs.

I have no knowledge of any other publications, speeches, or writings. If asked, 1 will work to provide copies of
requested items to the Committee.
PART B - QUALIFICATIONS

14. QUALIFICATIONS (DESCRIBE WHY YOU BELIEVE YOU ARE QUALIHED TO SERVE IN THE
POSITION FOR WHICH YOU HAVE BEEN NOMINATED):

I have over 24 years of experience serving in a variety of operatirmal, policy and leadership positions in law
enforcemmt and intelligence. Having qient much of my career as an operator and consumer of intelligence

information, I have aunique understant^ ofhow operationally-focused, homeland-derived intelligence
aixl information can drive operational outcomes and strengtlam the overall mtional intelligence picture. In
addition, my extensive experience leading and stqrporting conqrlex multi-agency investigations and
operaticms will serve me well as I sedk to establish and maintain relatfonships with key customers, partners,

a^ stakeholders. Furthermore, my experience serving asa local law enforcement officer and ashead ofa
DHS Component intelligence program gives me keen insight into how to further mature the Homeland

SecurityIntelligence Enterprise and position DHS I&A to contiime improving the level of service it provides
to its primary customer sets.

PART C - POLITICAL AND FOREIGN AFFILIATIONS

15. POLITICAL ACTIVITIES (LIST ANY MEMBERSHIPS OR OFFICES HELD IN OR FINANCIAL
CONTRIBUTIONS OR SERVICES RENDERED TO. ANY POLITICAL PARTY, ELECTION
COMMITTEE, POLITICAL ACTION COMMITTEE, OR INDIVIDUAL CANDIDATE DURING THE
LAST TEN YEARS):
Notte

16.

CANDIDACY FOR PUBLIC OFFICE (FURNISH DETAILS OF ANY CANDIDACY FOR ELECTIVE
PUBUC OFFICE):
None

17.

FOREIGN AFFILIATIONS

(NOTE: QUESTIONS 17A ANDB ARENOT LIMITED TO RELATIONSHIPS REQUIRING REGISTRATION
UNDER THE FOREIGN AGENTS REGISTRATION ACT. QUESTIONS 17A, B. AND C DO NOT CALL FOR
A POSITIVE RESPONSE IF THE REPRESENTATION OR TRANSACTION WAS AUTHORIZED BY THE
UNITED STATES GOVERNMENT IN CONNECTION WITH YOUR OR YOUR SPOUSE'S EMPLOYMENT
IN GOVERNMENT SERVICE.)

A. HAVE YOU OR YOUR SPOUSE EVER REPRESENTED IN ANY CAPACITY (E.G. EMPLOYEE,
ATTORNEY, OR POUTICAL/BUSINESS CONSULTANT), WITH OR WITHOUT COMPENSATION, A
FOREIGN GOVERNMENT OR AN ENTITY CONTROLLED BY A FOREIGN GOVERNMENT? IF SO.
PLEASE FULLY DESCRIBE SUCH RELATIONSHIP.
No

B. HAVE ANY OF YOUR OR YOUR SPOUSE'S ASSOCIATES REPRESENTED. IN ANY CAPACITY,
WITH OR WITHOUT COMPENSATION. A FOREIGN GOVERNMENT OR AN ENTITY CONTROLLED
BY A FOREIGN GOVERNMENT? IF SO. PLEASE FULLY DESCRIBE SUCH RELATIONSHIP.
No

C. DURING THE PAST TEN YEARS. HAVE YOU OR YOUR SPOUSE RECEIVED ANY
COMPENSATION FROM. OR BEEN INVOLVED IN ANY FINANCIAL OR BUSINESS TRANSACTIONS

WITH. A FOREIGN GOVERNMENT OR ANY ENTITY CONTROLLED BY A FOREIGN
GOVERNMENT? IF SO. PLEASE PROVIDE DETAILS.
No

D. HAVE YOU OR YOUR SPOUSE EVER REGISTERED UNDER THE FOREIGN AGENTS

REGISTRATION ACT? IF SO. PLEASE PROVIDE DETAILS.
No

18. DESCRIBE ANY LOBBYING ACTIVITY DURING THE PAST TEN YEARS, OTHER THAN IN AN
OFFICIAL U.S. GOVERNMENT CAPACITY. IN WHICH YOU OR YOUR SPOUSE HAVE ENGAGED FOR
THE PURPOSE OF DIRECTLY OR INDIRECTLY INFLUENCING THE PASSAGE. DEFEAT. OR
MODIFICATION OF FEDERAL LEGISLATION, OR FOR THE PURPOSE OF AFFECTING THE
ADMINISTRATION AND EXECUTION OF FEDERAL LAW OR PUBUC POLICY.
None

PART D - FINANCIAL DISCLOSURE AND CONFLICT OF INTEREST

19.

DESCRIBE ANY EMPLOYMENT, BUSINESS RELATIONSHIP. FINANCIAL TRANSACTION.
INVESTMENT. ASSOCIATION. OR ACTIVITY (INCLUDING. BUT NOT LIMITED TO. DEALINGS
WITH THE FEDERAL GOVERNMENT ON YOUR OWN BEHALF OR ON BEHALF OF A CLIENT).
WHICH COULD CREATE. OR APPEAR TO CREATE. A CONFLICT OF INTEREST IN THE POSITION
TO WHICH YOU HAVE BEEN NOMINATED.

In connection with the nomination process, I have consulted with the Office of Government Ethics and the
Department of Homeland Security's Designated Agency Ethics Official to identify potential conflicts of
interest. Any potential conflicts of interest will be resolved in accordance with the terms of the ethics
agreement that I have entered into with die Department's Designated A^ncy Ethics Official and that has been
provided to this Committee. I am not aware of any other potential conflicts of interest.

20.

DO YOU INTEND TO SEVER ALL BUSINESS CONNECTIONS WITH YOUR PRESENT EMPLOYERS,

FIRMS, BUSINESS ASSOCIATES AND/OR PARTNERSHIPS, OR OTHER ORGANIZATIONS IN THE
EVENT THAT YOU ARE CONFIRMED BY THE SENATE? IF NOT, PLEASE EXPLAIN.

No. I am a career service employee with the US Govenunent.
21.

DESCRIBE THE FINANCIAL ARRANGEMENTS YOU HAVE MADE OR PLAN TO MAKE, IF YOU

ARE CONFIRMED, IN CONNECTION WITH SEVERANCE FROM YOUR CURRENT POSITION.
PLEASE INCLUDE SEVERANCE PAY, PENSION RIGHTS, STOCK OPTIONS, DEFERRED INCOME

ARRANGEMENTS, AND ANY AND ALL COMPENSATION THAT WILL OR MIGHT BE RECEIVED
IN THE FUTURE AS A RESULT OF YOUR CURRENT BUSINESS OR PROFESSIONAL
RELATIONSHIPS.
None

22.

DO YOU HAVE ANY PLANS, COMMITMENTS, OR AGREEMENTS TO PURSUE OUTSIDE
EMPLOYMENT, WITH OR WITHOUT COMPENSATION, DURING YOUR SERVICE WITH THE
GOVERNMENT? IF SO, PLEASE PROVIDE DETAILS.
No

23.

AS FAR AS CAN BE FORESEEN, STATE YOUR PLANS AFTER COMPLETING GOVERNMENT
SERVICE. PLEASE SPECIFICALLY DESCRIBE ANY AGREEMENTS OR UNDERSTANDINGS,

WRITTEN OR UNWRITTEN, CONCERNING EMPLOYMENT AFTER LEAVING GOVERNMENT
SERVICE. IN PARTICULAR. DESCRIBE ANY AGREEMENTS. UNDERSTANDINGS, OR OPTIONS
TO RETURN TO YOUR CURRENT POSITION.

I have no specific agreements or undostandings withany parties about my plans after completinggovernment
service. I have giventhoughtto retirement, teaching, or potentially seeking a positionas Chief of Police in a
major metropolitan police department.

24.

IF YOU ARE PRESENTLY IN GOVERNMENT SERVICE, DURING THE PAST FIVE YEARS OF SUCH

SERVICE, HAVE YOU RECEIVED FROM A PERSON OUTSIDE OF GOVERNMENT AN OFFER OR
EXPRESSION OF INTEREST TO EMPLOY YOUR SERVICES AFTER YOU LEAVE GOVERNMENT

SERVICE? IF YES. PLEASE PROVIDE DETAILS.
No

25.

IS YOUR SPOUSE EMPLOYED? IF YES AND THE NATURE OF THIS EMPLOYMENT IS RELATED
IN ANY WAY TO THE POSITION FOR WHICH YOU ARE SEEKING CONFIRMATION, PLEASE

INDICATE YOUR SPOUSE'S EMPLOYER, THE POSITION. AND THE LENGTH OF TIME THE
POSITION HAS BEEN HELD. IF YOUR SPOUSE'S EMPLOYMENT IS NOT RELATED TO THE

POSITION TO WHICH YOU HAVE BEEN NOMINATED, PLEASE SO STATE.

Myspouse is employed as a Supervisory Special Agent for the Federal Bureau of Investigation andhas beenin
this position for 12 years and 9 months.
26.

LIST BELOW ALL CORPORATIONS. PARTNERSHIPS, FOUNDATIONS, TRUSTS. OR OTHER
ENTITIES TOWARD WHICH YOU OR YOUR SPOUSE HAVE FIDUCIARY OBUGATIONS OR IN
WHICH YOU OR YOUR SPOUSE HAVE HELD DIRECTORSHIPS OR OTHER POSITIONS OF TRUST
DURING THE PAST HVE YEARS.

NAME OF ENTITY

POSITION

PATES HELD

$EIFQR?PQUSE

None

27.

LIST ALL GIFTS EXCEEDING S100 IN VALUE RECEIVED DURING THE PAST FIVE YEAJIS BY

YOU. YOUR SPOUSE, OR YOUR DEPENDENTS. (NOTE: GIFTS RECEIVED FROM RELATIVES
AND GIFTS GIVEN TO YOUR SPOUSE OR DEPENDENT NEED NOT BE INCLUDED UNLESS THE
GIFT WAS GIVEN WITH YOUR KNOWLEDGE AND ACQUIESCENCE AND YOU HAD REASON TO
BELIEVE THE GIFT WAS GIVEN BECAUSE OF YOUR OFFICIAL POSITION.)
None

28.

LIST ALL SECURITIES, REAL PROPERTY. PARTNERSHIP INTERESTS. OR OTHER INVESTMENTS
OR RECEIVABLES WITH A CURRENT MARKET VALUE (OR, IF MARKET VALUE IS NOT

ASCERTAINABLE, ESTIMATED CURRENT FAIR VALUE) IN EXCESS OF $1,000. (NOTE: THE
INFORMATION PROVIDED IN RESPONSE TO SCHEDULE A OF THE DISCLOSURE FORMS OF THE

OFFICE OF GOVERNMENT ETHICS MAY BE INCORPORATED BY REFERENCE, PROVIDED THAT
CURRENT VALUATIONS ARE USED.)
DESCRIPTION OF PROPERTY

VALUE

METHOD OF VALUATION

Please see attached OGE 278 Form.

29.

LIST ALL LOANS OR OTHER INDEBTEDNESS (INCLUDING ANY CONTINGENT LIABILITIES) IN
EXCESS OF $10,000. EXCLUDE A MORTGAGE ON YOUR PERSONAL RESIDENCE UNLESS IT IS
RENTED OUT, AND LOANS SECURED BY AUTOMOBILES. HOUSEHOLD FURNITURE, OR
APPUANCES. (NOTE: THE INFORMATION PROVIDED IN RESPONSE TO SCHEDULE C OF THE
DISCLOSURE FORM OF THE OFFICE OF GOVERNMENT ETHICS MAY BE INCORPORATED BY

REFERENCE, PROVIDED THAT CONTINGENT LIABILITIES ARE ALSO INCLUDED.)
NATURE OF OBUGATION

NAMEOFOBUGEE

AMOUNT

Please see attached OGE 278 Form.

30.

ARE YOU OR YOUR SPOUSE NOW IN DEFAULT ON ANY LOAN, DEBT. OR OTHER FINANCIAL
OBLIGATION? HAVE YOU OR YOUR SPOUSE BEEN IN DEFAULT ON ANY LOAN, DEBT, OR
OTHER FINANCIAL OBUGATION IN THE PAST TEN YEARS? HAVE YOU OR YOUR SPOUSE
EVER BEEN REFUSED CREDIT OR HAD A LOAN APPLICATION DENIED? IF THE ANSWER TO

ANY OF THESE QUESTIONS IS YES, PLEASE PROVIDE DETAILS.
No

31.

UST THE SPECmC SOURCES AND AMOUNTS OF ALL INCOME RECEIVED DURING THE LAST

FIVE YEARS, INCLUDING ALL SALARIES, FEES, DIVIDENDS, INTEREST, GIFTS, RENTS,
ROYALTIES, PATENTS, HONORARIA, AND OTHER ITEMS EXCEEDING $200. (COPIES OF U.S.
INCOME TAX RETURNS FOR THESE YEARS MAY BE SUBSTITUTED HERE, BUT THEIR
SUBMISSION IS NOT REQUIRED.)
2m

2Q11

2m

2fil5

SALARIES
FFES

ROYALTIES
DIVIDENDS

[INFORMATION

REDACTED]

2016

[INFORMATION

32.

REDACTED]

IF ASKED, WILL YOU PROVIDE THE COMMITTEE WITH COPIES OF YOUR AND YOUR SPOUSE'S
FEDERAL INCOME TAX RETURNS FOR THE PAST THREE YEARS?
Yes

33.

LIST ALL JURISDICTIONS IN WHICH YOU AND YOUR SPOUSE FILE ANNUAL INCOME TAX
RETURNS.

In addition to our federal iiKome tax returns, my spouse and I also file tax returns with the Commonwealth of
Virginia.

34.

HAVE YOUR FEDERAL OR STATE TAX RETURNS BEEN THE SUBJECT OF AN AUDIT,

INVESTIGATION.OR INQUIRY AT ANY TIME? IF SO, PLEASE PROVIDE DETAILS, INCLUDING
THE RESULT OF ANY SUCH PROCEEDING.
No

35.

IF YOU ARE AN ATTORNEY, ACCOUNTANT, OR OTHER PROFESSIONAL, PLEASE UST ALL
CLIENTS AND CUSTOMERS WHOM YOU BILLED MORE THAN $200 WORTH OF SERVICES
DURING THE PAST FIVE YEARS. ALSO, LIST ALL JURISDICTIONS IN WHICH YOU ARE
UCENSED TO PRACTICE.
N/A

36.

DO YOU INTEND TO PLACE YOUR FINANCIAL HOLDINGS AND THOSE OF YOUR SPOUSE AND
DEPENDENT MEMBERS OF YOUR IMMEDIATE HOUSEHOLD IN A BUND TRUST? IF 'YES,
PLEASE FURNISH DETAILS. IF NO, DESCRIBE OTHER ARRANGEMENTS FOR AVOIDING ANY
POTENTIAL CONFLICTS OF INTEREST.
No

37. IF APPUCABLE, UST THE LAST THREE YEARS OF ANNUAL FINANCIAL DISCLOSUREREPORTS
YOU HAVE BEEN REQUIRED TO FILE WITH YOUR AGENCY. DEPARTMENT, OR BRANCH OF
GOVERNMENT. IF ASKED, WILL YOU PROVIDE A COPY OF THESE REPORTS?

I have filed financial disclosure reports to U.S. Customs and Border Protection (OGE 278) and will provide
copies upon request.

PART E - ETHICAL MATTERS

38

HAVE YOU EVER BEEN THE SUBJECT OF A DISCIPLINARY PROCEEDING OR CITED FOR A
BREACH OF ETHICS OR UNPROFESSIONAL CONDUCT BY, OR BEEN THE SUBJECT OF A

COMPLAINT TO. ANY COURT, ADMINISTRATIVE AGENCY, PROFESSIONAL ASSOCIATION,
DISCIPLINARY COMMITTEE, OR OTHER PROFESSIONAL GROUP? IF SO, PROVIDE DETAILS.

In September 2015. a U.S. Customs andBorder Protection humanresourcespecialist allegedI violated a
competitive service hiringpractice(unfair advantage for an applicant)by receiving an email from a
prospective job applicant (via JWICS) witha classified resume. I did not solicit tiM email northe resume from
the applicant. Thematter wasgSl investigated by the Office of Inspector General but, was reviewed by CBP's
Officeof Professional Responsibility. I provided a swornstatement and was subsequentlyexonerated of a
policy violation. Thematter wasclcxwd in December 2015.1havecopiesof my statement and letterof "no
disciplinary action" upon request.

39.

HAVE YOU EVER BEEN INVESTIGATED. HELD, ARRESTED, OR CHARGED BY ANY FEDERAL,

STATE, OR OTHER LAW ENFORCEMENT AUTHORITY FOR VIOLATION OF ANY FEDERAL
STATE, COUNTY, OR MUNICIPAL LAW, REGULATION, OR ORDINANCE, OTHER THAN A MINOR

TRAFFIC OFFENSE, OR NAMED AS A DEFENDANT OR OTHERWISE IN ANY INDICTMENT OR
INFORMATION RELATING TO SUCH VIOLATION? IF SO, PROVIDE DETAILS.

In 1990,1 was cited as a Minor in Possessionof Beer and False Identification while at a college bar in Cedar
Falls, Iowa(Universityof Northern Iowa). I used a fraternity bnMho-'sidentification to enter a college bar and
was in possession of a bottle ofbeer.
40.

HAVE YOU EVER BEEN CONVICTED OF OR ENTERED A PLEA OF GUILTY OR NOLO
CONTENDERE TO ANY CRIMINAL VIOLATION OTHER THAN A MINOR TRAFFIC OFFENSE? IF

SO, PROVIDE DETAILS.

In the incidoit described in question 39,1 was issued a sumnKins (no arrest). I paid a $15 fine for the Minor in
Possession of Beer and S25 Fine frir False Identification.
41.

ARE YOU PRESENTLY OR HAVE YOU EVER BEEN A PARTY IN INTEREST IN ANY

ADMINISTRATIVE AGENCY PROCEEDING OR CIVIL LITIGATION? IF SO, PLEASE PROVIDE
DETAILS.
No

42.

HAVE YOU BEEN INTERVIEWED OR ASKED TO SUPPLY ANY INFORMATION AS A WITNESS OR

OTHERWISE IN CONNECTION WITH ANY CONGRESSIONAL INVESTIGATION, FEDERAL, OR
STATE AGENCY PROCEEDING, GRAND JURY INVESTIGATION, OR CRIMINAL OR CIVIL
LITIGATION IN THE PAST TEN YEARS? IF SO. PROVIDE DETAILS.

Yes, numerous times but always within the profiesnoiuU scope of my enqiloyment as a law enfrxrcemem
officer.

43.

HAS ANY BUSINESS OF WHICH YOU ARE OR WERE AN OFHCER, DIRECTOR, OR PARTNER
BEEN A PARTY TO ANY ADMINISTRATIVE AGENCY PROCEEDING OR CRIMINAL OR CIVIL

UTIGATION RELEVANT TO THE POSITION TO WHICH YOU HAVE BEEN NOMINATED? IF SO,
PROVIDE DETAILS. (WITH RESPECT TO A BUSINESS OF WHICH YOU ARE OR WERE AN
OFFICER, YOU NEED ONLY CONSIDER PROCEEDINGS AND UTIGATION THAT OCCURRED

WHILE YOU WERE AN OFFICER OF THAT BUSINESS.)
No

44.

HAVE YOU EVER BEEN THE SUBJECT OF ANY INSPECTOR GENERAL INVESTIGATION? IF SO.
PROVIDE DETAILS.
No

PART F - SECURITY INFORMATION

45. HAVE YOU EVER BEEN DENIED ANY SECURITY CLEARANCE OR ACCESS TO CLASSIFIED
INFORMATION FOR ANY REASON? IF YES. PLEASE EXPLAIN IN DETAIL.
No

46

HAVE YOU BEEN REQUIRED TO TAKE A POLYGRAPH EXAMINATION FOR ANY SECURITY
CLEARANCE OR ACCESS TO CLASSIRED INFORMATION? IF YES. PLEASE EXPLAIN.

Yes, multiple times bylocal law enforcement agencies and the Federal Bureau of Investigation for initial
clearance and five year re-investigations.

47. HAVE YOU EVERREFUSEDTO SUBMITTO A POLYGRAPH EXAMINATION? IF YES, PLEASE
EXPLAIN.
No

PART G - ADDITIONAL INFORMATION

48. DESCRIBE IN YOUR OWN WORDS THE CONCEPT OF CONGRESSIONAL OVERSIGHTOF U.S.
INTELLIGENCE ACTIVITIES. IN PARTICULAR, CHARACTERIZE WHAT YOU BELIEVE TO BE
THE OBUGATIONS OF THE UNDER SECRETARY FOR INTELUGENCE AND ANALYSIS OF THE
DEPARTMENT OF HOMELANDSECURITY AND THE INTELUGENCE COMMITTEES OF THE
CONGRESS RESPECTIVELY IN THE OVERSIGHT PROCESS.

rrttigmKinnnl oversight lefiers tothe various activities carried out by the Legislative Branch toensure fisleral
agency policies, procedures, and activities are carried out inaoxMrdance with the Constitution and applicable
USlaw. InOlder to facilitate effective oversight of intelligence activities, theUnder Secretary for Iittelligence
and Analysis mu^keep theIntelligence Conunitlees fiilly and truthfully informed of intelligence activities, as
required bylaw. In turn, the Intelligence Committees must ensure thm oversight activities do not unduly
burden federal agencies' abilities toexecute their mission, inaccordance with applicable law. It iscritical that
both parties work tonmintain clear and open channels ofcommunication and anongoing, productive dialogue.
49. EXPLAIN YOUR UNDERSTANDING OF THE RESPONSIBIUTIES OF THE UNDER SECRETARY
FOR INTELLIGENCE AND ANALYSIS OF THE DEPARTMENT OF HOMELAND SECURITY.

As 1understtnd it,the Under Secretary for Intelligence andAnalysis (USIA) of theDepartment of Homeland
Security (DHS) serves as the Department's Chief Intelligence OfEca- and isresponsible for leading and
coordinating the intelligence activities ofthe Homeland Security Intelligence Enterprise. The USIA also
serves asthe Department's Senior Information Sharing and Safeguarding Executive, leading efforts toensure
DHS nmintaina the policies, pTOceduTBS, and systems necessary to ensure that data and information collected
and developed bythe Dqiartment isshared appropriately and protected from improper disclosure. The USIA
also serves as theExecutive Agent for the Fusion Center Initiative, serving as thecritical link between the

Intelligence Community, the Department, and ourState, Local, Tribal and Territorial Partners. The USIA also
serves as theDHS Counterintelligence Executive, ensuring theDepartment maintains a counterintelligence

program that informs DHS stakeholders of, and Iwlps them protected against, counterintelligence threats. The
USIA alsoserves as the Executive Agent forDHS Watchlisting, ensuring DHS compments andother partners
are trained and equipped to partic^te indieWatchlisting program. And finally, under delegation fiom the
Secretary, the USIA serves asthe DHS Counterterrorism Coordiiwtor, leading theDepartment's
Counterterrorism Advisory Board andcoordinating the various CT-related activities acrosstheDepartment.

AFFIRMATION

I. Vhv

-A

G>C

^

DO SWEAR THAT THE ANSWERS IHAVE

PROVIDED TO THIS QUESTIONNAIRE ARE ACCURATE AND COMPLETE.

I 7 mAH iX-ll

[SIGNATURE]

(Date)

(Name)

[SIGNATURE]
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(Notory)

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•/'nm ,0 and subscribed before me on

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TO THE CHAIRMAN, SELECT COMMITTEE ON INTELLIGENCE:

In connection with my nomination to be Under Secretary for Intelligence and

Analysis ofthe Department of Homeland Security, I hereby express my
willingness to respond to requests to appear and testify before any duly constituted
committee of the Senate.

[SIGNATURE]

Signature
Date:

^